le 19 octobre 2006 Document John Meserve (BNY ConvergEx Group LLC): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2006 Document T. Rowe Price Associates, Inc.: Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2006 Document Peter Bailey (Raymond James): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2006 Document Robert C. Grohowski (ICI): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2006 Document Nicholas Thadaney (ITG): Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 16 mai 2007 Document Tammy Carpenter (BMO Nesbitt Burns): Rule: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2003 Document D'Arcy Chadwick (RBC Financial Group): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 27 mars 2003 Document Catherine Darmody (Open Access Limited): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 12 mars 2003 Document David L. Yu and Georgene B. Palacky (AIMR): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 12 mars 2003 Document Steven Rostowsky (ICAC): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 10 février 2003 Document John Mountain (IFIC): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2006 Document Peter A. Bailey (Raymond James Ltd.): Proposed Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 15 mai 2006 Document Michael G. Greenwood (Canaccord Capital Corporation): Proposed Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 15 mai 2006 Document Michelle Alexander (IDA-Industry Association): Proposed Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 21 avril 2006 Document Joseph J. Oliver (Investment Dealers Association of Canada): Proposed Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 7 mars 2006 Document Gary R. Hein (First Financial Securities): Proposed Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 6 mars 2006 Document Doug Leyland (yourCFO Advisory Group & Wealth Management Inc.): Proposed Amendment: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2003 Document D'Arcy Chadwick (RBC Financial Group): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 27 mars 2003 Document Catherine Darmody (Open Access Limited): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
le 12 mars 2003 Document David L. Yu and Georgene B. Palacky (AIMR): Notice of Request for Comments - Proposed Amendments: OSC Rule - 31-502 - Proficiency Requirements for Registrants Documents ouverts dans un nouvel onglet Comment letters
