le 28 février 2012 Document Stephanie McManus (Compliance Support Services): Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2012 Document Michael C. Volker (SFU Innovation Office, VANTEC Angel Network, WUTIF Capital (VCC) Inc. and GreenAngel Technology Ventures (VCC)): Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2012 Document Ian Pember (Alternative Investment Management Association): Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2012 Document Kyle Kozuska (Paradigm Portfolio Management Company): Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2012 Document Jay Modi (OmniArch Capital Corporation): Public Consultation: CSA Staff Consultation Note: 45-401 - Review of Minimum Amount and Accredited Investor Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 21 février 2013 Document Ada Litvinov (Canadian Advocacy Council): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 21 février 2013 Document Byron F. Bowman (fi360, Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 20 février 2013 Document Greg Pollock & Harley Lockhart (Advocis): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 19 février 2013 Document Debra McFadden: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 19 février 2013 Document Daniel A. Braniff: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 19 février 2013 Document Andrew Teasdale: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 18 février 2013 Document André BOURRET (Scotia Capitaux inc.), François LAVALLÉE (Financière Banque Nationale inc.), Paul BALTHAZARD (RBC Dominion Valeurs mobilières inc.), Brenda BARTLETT (PWL Capital inc.), Jean-François BERNIER ...: CSA Consultation Paper 33-403 - The Standard Documents ouverts dans un nouvel onglet Comment letters
le 18 février 2013 Document Gail Bebee: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Leo Salom & Tom Dyck (TD Bank Group): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document John Novachis (Investment Planning Council Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Mark Adams (AGF Investments Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Adam Felesky (Horizons ETFs Management (Canada) Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document Paul Kerr (Shell Energy North America (Canada) Inc.): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document Ian A. Gilhooley (The Canadian Depository for Securities Limited): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 9 avril 2012 Document Ken Miner (TD Asset Management Inc.): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
