le 11 octobre 2016 Document Rebecca Cowdery, Prema Thiele and Jason Brooks (Borden Ladner Gervais LLP): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registrat Documents ouverts dans un nouvel onglet Comment letters
le 11 octobre 2016 Document Junaid Subhan, Alix d’Anglejan-Chatillon, Jeffrey Elliott, Ralph A. Hipsher, Kenneth G. Ottenbreit, Darin R. Renton, Ramandeep Grewal, Nicholas Badeen, Viviana Beltrametti Walker and Charlie Lamb (Stikeman Elliott LLP): CSA Notice and Request for Comment Documents ouverts dans un nouvel onglet Comment letters
le 12 septembre 2016 Document David Long (Healthcare of Ontario Pension Plan Trust Fund): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 26 septembre 2016 Document Michael Thom (The Canadian Advocacy Council): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions a Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document Veronica Armstrong (Veronica Armstrong Law Corporation): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, E Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document John S. Clark (Pacific Spirit Investment Management Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Documents ouverts dans un nouvel onglet Comment letters
le 4 octobre 2016 Document Sandra L. Kegie (Federation of Mutual Fund Dealers): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemp Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Lisa G. Davis (Peartree Securities Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and O Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document FAIR Canada: CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Reg Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Kimberly Poster (AUM Law): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registra Documents ouverts dans un nouvel onglet Comment letters
le 5 octobre 2016 Document Jeffrey R. Carney (IGM Financial Inc.): CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Matt Churchill (Sheffar Potter Muchan Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Michael Hodgson (Highstreet Asset Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Borden Ladner Gervais LLP: Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Tim Faught: Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Veronica Armstrong (Veronica Armstrong Law Corp.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Rob Strickland (Fidelity Investments Canada ULC): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Steven Mantle (LOGiQ Asset Management Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Ian Sterling (Doherty & Associates Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
