Rechercher | OSC

Recherche

Résultats 7321 - 7340 de 8468

Trier par

Comment Letter received from Marcia Moffat (Canadian Coalition for Good Governance) on June 15, 2020: Re: 52-112 - Proposed National Instrument 52-112 Non-GAAP and Other Financial Measure Disclosure - Proposed Companion Policy 52-112 Non-GAAP and Other Fi

Comment letters

Comment received from Neil Gross (Investor Advisory Panel) Letter of May 26, Re: 52-112 - Proposed National Instrument 52-112 Non-GAAP and Other Financial Measure Disclosure - Proposed Companion Policy 52-112 Non-GAAP and Other Financial Measures Disclosu

Comment letters

Comment received from Dan Good (D.W. Investment Co.. Ltd.) on October 29, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Canadian Advocacy Council on October 28, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Katie Walmsley (Portfolio Management Association of Canada): CSA Staff Notice 31-358 – Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

Comment letters

Comment received from PCMA on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Christopher J. Enright (National Advisory Committee) Letter of October 23, 2020; RE : CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

CFA Societies (Canadian Advocacy Council): CSA Staff Notice 31-358: Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

Comment letters

Manny DaSilva (Association of Canadian Compliance Professionals): CSA Staff Notice 31-358 - Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

Comment letters

Neil Gross (Investor Advisory Panel): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers -Request for Comment

Comment letters

David Gilkes (PCMA): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers – Request for Comments

Comment letters

Adrian Walrath (IIAC): CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

Comment letters

Comment received from IFB on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Ursula Holmsten (ATB) on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Real Charest on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Michel Madore (ISF) on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework

Comment letters

Comment received from Alternative Investment Management Association on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization

Comment letters

New Haven Mortgage Corporation/Integrated-Equities Inc.:Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

Jason Cosman (Cosman Mortgage Capital):Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters

CFA Societies Canada (Canadian Advocacy Council): Proposed Local Ontario Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages

Comment letters