le 5 mai 2021 Document Greg Pollock and Abe Toews (Advocis, The Financial Advisors Association of Canada) Letter of May 5, 2021:RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada) Letter of May 5, 2021: Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting Documents ouverts dans un nouvel onglet Comment letters
le 3 mai 2021 Document Mark Kent (Portfolio Strategies Corporation) Letter of May 3, 2021; Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document John Adams (Primerica Financial Services (Canada) Ltd.) Letter of May 5, 2021; Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Claire Van Wyk-Allan, Supriya Kapoor, Sarah Gardiner, Ian Pember and Belle Kaura (Alternative Investment Management Association Canada) Letter of May 5, 2021; Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Informat Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Nancy Allan (Independent Financial Brokers of Canada) Letter of May 5, 2021; Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadline Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Andrew Fitzpatrick (Canada Life Assurance Company) Letter of May 5, 2021; RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document The Canadian Advocacy Council of CFA Societies Canada Letter of May 5, 2021; Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadline Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Karen Woodman (Sun Life Financial Investment Services (Canada) Inc.) Letter of May 5, 2021; RE: Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updat Documents ouverts dans un nouvel onglet Comment letters
le 20 novembre 2020 Document FrontFundr Financial Services Inc.: Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption Documents ouverts dans un nouvel onglet Comment letters
le 15 décembre 2020 Document Marylyn Needham (Three Point Capital Corp.): Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption Documents ouverts dans un nouvel onglet Comment letters
le 15 décembre 2020 Document Wayne Byrd (Skyline Group of Companies): Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Brian Koscak, David Gilkes, Nadine Milne and Peter Dunne (Private Capital Markets Association of Canada): Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Documents ouverts dans un nouvel onglet Comment letters
le 23 juillet 2021 Document Comment from Argus Media Limited Letter of July 23, 2021; RE: CSA Notice of Multilateral Instrument 25-102 - Designated Benchmarks and Benchmark Administrators and Companion Policy Documents ouverts dans un nouvel onglet Comment letters
le 26 juillet 2021 Document Comment from Fastmarkets Letter of July 26, 2021; RE: CSA Notice of Multilateral Instrument 25-102 - Designated Benchmarks and Benchmark Administrators and Companion Policy - Documents ouverts dans un nouvel onglet Comment letters
le 28 juillet 2021 Document Greg Abbott (ICE NGX Canada Inc.) of July 26, 2021; RE: CSA Notice of Multilateral Instrument 25-102 - Designated Benchmarks and Benchmark Administrators and Companion Policy - Documents ouverts dans un nouvel onglet Comment letters
le 30 juin 2020 Document Comment Letter received from Manny DaSilva and Gary Legault (Association of Canadian Compliance Professionals) on June 30, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptio Documents ouverts dans un nouvel onglet Comment letters
le 26 juin 2020 Document Comment Letter received from Michelle Alexander (Investment Industry Association of Canada) on June 26, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Regi Documents ouverts dans un nouvel onglet Comment letters
le 18 juin 2020 Document Comment Letter received from Gino Sebastian Savard (MICA Capital Inc.) on June 18, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations an Documents ouverts dans un nouvel onglet Comment letters
le 20 mai 2020 Document Comment Letter received from James S. Hershaw on May 20, 2020: Re: CSA Notice and Request for Comment Proposed National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions Documents ouverts dans un nouvel onglet Comment letters