le 9 juin 2017 Document M. George Lewis: CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
le 9 juin 2017 Document Marc-Etienne L. Salvail: CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Cindy Petlock (NEO Exchange Inc.): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Independent Trading Group: OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Brian Koscak (Pinnacle Wealth Brokers Inc.): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 11 avril 2019 Document Jessica Mitchell (Tri View Capital Ltd.): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 29 juillet 2019 Document Yvette Lokker (Canadian Investor Relations Institute): Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD Documents ouverts dans un nouvel onglet Comment letters
le 28 juillet 2020 Document Comment Letter received from Jason Brooks, Rebecca Cowdery, Lynn McGrade, Laura Paglia, and Michael Taylor (Borden Ladner Gervais LLP) on July 28, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registratio Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Melissa Lennox and Bill VanGorder (CARP) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Greg Pollock and Abe Toews (Advocis, The Financial Advisors Association of Canada) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exempti Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Paul C. Bourque (The Investment Funds Institute of Canada) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registra Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Harold Geller (MBC Law Professional Corporation) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligat Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Mark Kent (Portfolio Strategies Corporation) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Andrew Fitzpatrick (Quadrus Investment Services Limited) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registran Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Jim Dale (Leede Jones Gable Inc.) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Change Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Matthew T. Latimer (Federation of Mutual Fund Dealers) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant O Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2020 Document Comment Letter received from Douglas Walker (Canadian Foundation for Advancement of Investor Rights) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 18 juillet 2020 Document Comment Letter received from Jeffrey R. Carney (IG Wealth Management) on July 18, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from Bernard Brun (Desjardins) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from The Canadian Advocacy Council of CFA Societies Canada on July 17, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Ob Documents ouverts dans un nouvel onglet Comment letters
