le 30 septembre 2016 Document Bill Packham and Alexandra Williams (Qtrade Financial Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Tim Baron, Robert Murphy, David Wilson and Daniel Pearlman (Davies): CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Katherine Darras (International Swaps and Derivatives Association, Inc.): CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Craig Asano (National Crowdfunding & Fintech Association of Canada): CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study Documents ouverts dans un nouvel onglet Comment letters
le 23 mai 2019 Document Blockchain Technology Coalition of Canada: Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 30 mai 2019 Document National Digital Asset Exchange Inc.: Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 31 mai 2019 Document Bitvo Global Inc.: Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 31 mai 2019 Document Craig Asano (National Crowdfunding & Fintech Association of Canada): Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 14 mai 2019 Document Laurence Rose (Omega Securities Inc. and 4C Clearing Corporation): Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2019 Document Cathy Hui Chun Lin and Jaclyn Moody (Burgundy Asset Management Ltd.): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2019 Document Marcia Moffatt (Canadian Coalition for Good Governance): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2019 Document Len Racioppo (Coerente Capital Management Inc.): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Mark Adams (AGF Investments Inc.): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Claire Van Wyk Allan, Stacy McLean, Francesca Smirnakis, Sarah Gardiner, Robert Lemon, Tim Baron, Elizabeth Purrier, Michael Burns, Daniel Dorenbush, Belle Kaura, Steve Banquier and Supriya Kapoor (Alternative Investment Management Association): OSC Staff Documents ouverts dans un nouvel onglet Comment letters
le 20 septembre 2018 Document Ken Kivenko: Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Documents ouverts dans un nouvel onglet Comment letters
le 24 août 2018 Document Kenmar Associates: Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Documents ouverts dans un nouvel onglet Comment letters
le 4 février 2020 Document Edward Kholodenko (Questrade Inc.): Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Documents ouverts dans un nouvel onglet Comment letters
le 14 décembre 2018 Document Financial Planning Standards Council: Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Documents ouverts dans un nouvel onglet Comment letters
le 14 décembre 2018 Document Robert Frances et Marc Doré (Le Groupe financier PEAK): Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Documents ouverts dans un nouvel onglet Comment letters
le 24 novembre 2020 Document Katherine Darras (The International Swaps and Derivatives Association, Inc.) - Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101 Mandatory Central Count Documents ouverts dans un nouvel onglet Comment letters
