le 13 janvier 2011 Document Margaret Gunawan (BlackRock, Inc.): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions -- Registration of International and Certain Domestic Investment Fund Managers Documents ouverts dans un nouvel onglet Comment letters
le 13 janvier 2011 Document Prema K. R. Thiele, Marsha P. Gerhart, Rebecca A. Cowdery (Borden Ladner Gervais LLP): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions -- Registration of International and Certa Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Letters received from individuals at Pinnacle Wealth Brokers: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Tyler Stanford (Solid Financial Options Ltd.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 16 septembre 2015 Document Canadian Foundation for Advancement of Investor Rights: CSA Notice and Request for Comment - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery - Proposed Amendments to NI 41-101 General Prospectus Requirements and t Documents ouverts dans un nouvel onglet Comment letters
le 16 septembre 2015 Document Patricia Dunwoody (Canadian ETF Association): CSA Notice and Request for Comment - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery - Proposed Amendments to NI 41-101 General Prospectus Requirements and to Companio Documents ouverts dans un nouvel onglet Comment letters
le 16 septembre 2015 Document Mark Neill (RBC Global Asset Management Inc.): CSA Notice and Request for Comment - Mandating a Summary Disclosure Document for Exchange-Traded Mutual Funds and Its Delivery - Proposed Amendments to NI 41-101 General Prospectus Requirements and to Compani Documents ouverts dans un nouvel onglet Comment letters
le 30 avril 2004 Document Debra Hewson (PDC): Fair Dealing Model Concept Paper: 33-901 Concept Paper of the Ontario Securities Commission Documents ouverts dans un nouvel onglet Comment letters
le 30 avril 2004 Document Donald J. Johnston (FPSC): Fair Dealing Model Concept Paper: 33-901 Concept Paper of the Ontario Securities Commission Documents ouverts dans un nouvel onglet Comment letters
le 15 mai 2003 Document Donald J. Johnston (FPSC): CSA Notice: 33-402 - Principles and Practices for the Sale of Products and Services in the Financial Sector Documents ouverts dans un nouvel onglet Comment letters
le 15 mai 2003 Document J. M. Roberts (SGI Canada): CSA Notice: 33-402 - Principles and Practices for the Sale of Products and Services in the Financial Sector Documents ouverts dans un nouvel onglet Comment letters
le 16 septembre 2005 Document Jean-Guy Brunelle (National Bank Financial): Request for Comments: CSA Discussion Paper 23-403 - Market Structure Developments and Trade-Through Obligations Documents ouverts dans un nouvel onglet Comment letters
le 30 mars 2007 Document Michael S. Zuber (Triton Energy Corp.): Proposed National Instrument and Related Amendments: NI - 41-101 - General Prospectus Requirements Documents ouverts dans un nouvel onglet Comment letters
le 30 mars 2007 Document Nancy L. Smith (ARC Financial Corp.): Proposed National Instrument and Related Amendments: NI - 41-101 - General Prospectus Requirements Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2006 Document T. Rowe Price Associates, Inc.: Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document W. Sian Burgess (Fidelity Investments Canada ULC): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exem Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Prema K.R. Thiele, Rebeccas Cowdery and Marsha Gerhart (Borden Ladner Gervais): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Re Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Tom Bradley (Steadyhand Investment Funds): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions a Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Brad Beuttenmiller (Franklin Templeton Investments Corp): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirement Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Peter Moulson (Canadian Imperial Bank of Commerce): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exe Documents ouverts dans un nouvel onglet Comment letters
