le 19 février 2013 Document Andrew Teasdale: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 18 février 2013 Document André BOURRET (Scotia Capitaux inc.), François LAVALLÉE (Financière Banque Nationale inc.), Paul BALTHAZARD (RBC Dominion Valeurs mobilières inc.), Brenda BARTLETT (PWL Capital inc.), Jean-François BERNIER ...: CSA Consultation Paper 33-403 - The Standard Documents ouverts dans un nouvel onglet Comment letters
le 18 février 2013 Document Gail Bebee: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Leo Salom & Tom Dyck (TD Bank Group): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document John Novachis (Investment Planning Council Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Mark Adams (AGF Investments Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Adam Felesky (Horizons ETFs Management (Canada) Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document Paul Kerr (Shell Energy North America (Canada) Inc.): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document Ian A. Gilhooley (The Canadian Depository for Securities Limited): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 9 avril 2012 Document Ken Miner (TD Asset Management Inc.): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 7 mars 2012 Document Keith Summers (The Canadian Advocacy Council for Canadian CFA Institute Societies): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 6 juin 2012 Document Joanne De Laurentiis (The Investment Funds Institute of Canada): OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 5 juin 2012 Document John Packwood (First North Consulting): OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 31 mai 2012 Document Charles R. Sims (IGM Financial Inc.): OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 31 mai 2012 Document David Walters (Ensign Capital Inc.): OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2012 Document Karen Shadlock: OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2012 Document Doug Pearce (British Columbia Investment Management Corporation): OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2012 Document Kevin E. Gordon: OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2012 Document Marty Gunderson: OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2012 Document Greg Pollock and Dean Owen (The Financial Advisors Association of Canada): OSC Notice 11-766 - Request for Comment Regarding Statement of Priorities for Financial Year to End March 31, 2013 Documents ouverts dans un nouvel onglet Comment letters
