le 18 juillet 2011 Document Darcy Lake (BMO Private Client Group): Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and Companion Policy 31-103CP Registration Requirements and Exemptions - Exemptions from certain requirements for SRO Members Documents ouverts dans un nouvel onglet Comment letters
le 15 juillet 2011 Document Wayne Bossert (Royal Mutual Funds Inc.) and Doug Coulter (Phillips, Hager & North Investment Funds Ltd.) eMail: Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and Companion Policy 31-103CP Registration Requirements and Exemption Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Adam Drybrough (The Lucid Group of Companies): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Andy Mitchell (Worldsource Financial Management Inc.): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Barry A. Bernhardt (Fleming LLP): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Betty Robson: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Blair Carey (Canadian Advocacy Council): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Brad Beuttenmiller (Franklin Templeton Investments Corp.): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Bryce A. Kraeker (Gowlings): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Carole Dagher (CIBC): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Charles M. Winograd & David McKay (RBC): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Charley Vander Griendt: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Christina Smith: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Christopher Yeung: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Colin W. Walker (Crosbie & Company Inc.): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Dan L. Baxter (Schinnour Matkin & Baxter): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document Darvin Zurfluh (Alberta Land & Investment Brokers Inc.): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document David G. Strongin (Securities Industry and Financial Markets Association): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document David Millar (SHSC Financial Inc.): Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 29 mai 2008 Document David Zhao: Proposed NI 31-103 Registration Requirements, Proposed Companion Policy 31-103CP and Proposed Consequential Amendments: NI - 31-103 - Registration Requirements Documents ouverts dans un nouvel onglet Comment letters