le 20 juillet 2020 Document Comment Letter received from Douglas Walker (Canadian Foundation for Advancement of Investor Rights) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 18 juillet 2020 Document Comment Letter received from Jeffrey R. Carney (IG Wealth Management) on July 18, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from Bernard Brun (Desjardins) on July 20, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from The Canadian Advocacy Council of CFA Societies Canada on July 17, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Ob Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from Rick Annaert (Manulife Securities) on July 17, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Chang Documents ouverts dans un nouvel onglet Comment letters
le 16 juillet 2020 Document Comment Letter received from Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada) on July 16, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemption Documents ouverts dans un nouvel onglet Comment letters
le 16 juillet 2020 Document Comment Letter received from Karen Woodman (Sun Life Financial Investments Services (Canada) Inc.) on July 16, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoi Documents ouverts dans un nouvel onglet Comment letters
le 15 juillet 2020 Document Comment Letter received from Linda Clunie on July 15, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy Documents ouverts dans un nouvel onglet Comment letters
le 14 juillet 2020 Document Comment Letter received from Wayne Bolton (Edward Jones) on July 14, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to C Documents ouverts dans un nouvel onglet Comment letters
le 9 juillet 2020 Document Comments received from Neil Gross (Investor Advisory Panel) Letter of July 9, 2020; RE: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Cha Documents ouverts dans un nouvel onglet Comment letters
le 6 juillet 2020 Document Comment Letter received from Nancy Allan (Independent Financial Brokers of Canada) on July 6, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obl Documents ouverts dans un nouvel onglet Comment letters
le 30 juin 2020 Document Comment Letter received from Manny DaSilva and Gary Legault (Association of Canadian Compliance Professionals) on June 30, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptio Documents ouverts dans un nouvel onglet Comment letters
le 26 juin 2020 Document Comment Letter received from Michelle Alexander (Investment Industry Association of Canada) on June 26, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Regi Documents ouverts dans un nouvel onglet Comment letters
le 18 juin 2020 Document Comment Letter received from Gino Sebastian Savard (MICA Capital Inc.) on June 18, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations an Documents ouverts dans un nouvel onglet Comment letters
le 20 mai 2020 Document Comment Letter received from James S. Hershaw on May 20, 2020: Re: CSA Notice and Request for Comment Proposed National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 3 février 2014 Document William Schalle: CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 3 février 2014 Document Larry Elford: CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 27 janvier 2014 Document Arthur Ross: CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 3 janvier 2014 Document Patrick Sullivan (The Standard Life Assurance Company of Canada): CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 27 décembre 2013 Document Stan Buell & Ken Kivenko (Small Investor Protection Association): CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters