le 14 septembre 2012 Document Duff Young: Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligatio Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document M. Catherine Tuckwell (Scotia Asset Management): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exempt Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Blair Cooper (Tradex Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jessica Mitchell (Tri View Capital Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jason Jardine (Leede Jones Gable Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Donald I. Campbell (Canadian Compliance & Regulatory Law): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document David Gilkes, Brian Koscak, Nadine Milne, Doug Bedard and Georgina Blanas (Private Capital Markets Association of Canada): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Yvan-Pierre Grimard (Le Mouvement Desjardins): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Canadian Independent Asset Management: Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Jeffrey R. Carney (Investors Group Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Alix d’Anglejan-Chatillon, Jeffrey Elliott, Nicholas Badeen and Ramandeep K. Grewal (Stikeman Elliott LLP): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Matthew Gibson (Huxton Black): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Carl Mustos (iA Financial Group): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document John A. Adams (Primerica Financial Services (Canada) Ltd.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Peter Moulson (Canadian Imperial Bank of Commerce): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document Robert Frances and Marc Doré (PEAK Financial Group): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 octobre 2018 Document David A. MacNicol (MacNicol & Associates Asset Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 17 octobre 2018 Document Richard Rizi (Worldsource Wealth Management Inc.): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 17 octobre 2018 Document The Canadian Advocacy Council for Canadian CFA Institute Societies: Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 17 octobre 2018 Document Susanne Hopfner and Donna Wildeboer (Wealth Advance Investments): Client Focused Reforms - Proposed Amendments to National Instrument 31-103 and Companion Policy NI 31-103CP Documents ouverts dans un nouvel onglet Comment letters
