le 14 mars 2014 Document Neil Murphy (Portfolio Audit): CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 14 mars 2014 Document Tuula Jalasjaa (HollisWealth (a division of Scotia Capital Inc.) & HollisWealth Advisory Services Inc.): CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 14 mars 2014 Document Alex Besharat (ScotiaMcLeod): CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 12 mars 2014 Document D. Mercer (CCC): CSA Notice 81-324 and Request for Comment - Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from Royal Roads University on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters
le 23 octobre 2020 Document Comment received from MFDA on October 23, 2020 RE: CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters
le 22 octobre 2020 Document Comment received from Karen Woodman (Sun Life Financial Investment Services (Canada) Letter of October 22, 2020; RE : CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Canadian Advocacy Council for Canadian CFA Institute Societies: OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Canadian Bankers Association: OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Comments received from Rhonda Goldberg (IGM Financial Inc.); Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Greg Pollock and Abe Toews (Advocis, The Financial Advisors Association of Canada) Letter of May 5, 2021:RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Documents ouverts dans un nouvel onglet Comment letters
le 16 décembre 2020 Document Katie Walmsley and Margaret Gunawan (Portfolio Management Association of Canada): OSC Notice 11-791 - Statement of Priorities - Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022 Documents ouverts dans un nouvel onglet Comment letters
le 16 décembre 2020 Document The Canadian Advocacy Council of CFA Societies Canada: OSC Notice 11-791 - Statement of Priorities - Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022 Documents ouverts dans un nouvel onglet Comment letters
le 16 décembre 2020 Document Joseph Chiummiento (Chiummiento Law Professional Corporation): OSC Notice 11-791 - Statement of Priorities - Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022 Documents ouverts dans un nouvel onglet Comment letters
le 6 novembre 2013 Document Peter Chapman (Shareholder Association for Research and Education): CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure Documents ouverts dans un nouvel onglet Comment letters
le 5 novembre 2013 Document Andy Boetius (Petra Petroleum Inc.): CSA Consultation Paper 54-401 - Review of the Proxy Voting Infrastructure Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from Stéphane Rousseau (Université de Montréal) on July 17, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations a Documents ouverts dans un nouvel onglet Comment letters
le 17 juillet 2020 Document Comment Letter received from Stéphane Rousseau (Université de Montréal) on July 17, 2020: Re: CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations a Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2021 Document Kenmar Associates Letter of February 22, 2021: RE: Proposed Amendments to NI 31-103 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines Documents ouverts dans un nouvel onglet Comment letters
le 24 février 2021 Document Peter Brown: CSA Consultation Paper 25-403 – Activist Short Selling Documents ouverts dans un nouvel onglet Comment letters