le 18 mars 2021 Document Derek Flood (RBC Dominion Securities Inc., on behalf of RBC Capital Markets): CSA Consultation Paper 25-403 – Activist Short Selling Documents ouverts dans un nouvel onglet Comment letters
le 19 mars 2021 Document Lisa McDonald RE: CSA Consultation Paper 25-403 – Activist Short Selling Documents ouverts dans un nouvel onglet Comment letters
le 24 mars 2021 Document The Canadian Advocacy Council of CFA Societies Canada Documents ouverts dans un nouvel onglet Comment letters
le 19 avril 2021 Document Michelle Alexander and Susan Copland (The Investment Industry Association of Canada) Re: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity R Documents ouverts dans un nouvel onglet Comment letters
le 23 avril 2021 Document Jean-Paul Bureaud (Canadian Foundation for Advancement of Investor Rights) Documents ouverts dans un nouvel onglet Comment letters
le 2 mai 2021 Document Manny DaSilva and Gary Legault (Association of Canadian Compliance Professionals) Letter of May 2, 2021; RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reportin Documents ouverts dans un nouvel onglet Comment letters
le 4 mai 2021 Document Rick Headrick on May 4. 2021: RE: Proposed Amendments to NI 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines (the “Proposals”) Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Arnie Hochman (The Investment Funds Institute of Canada) Letter of May 5, 2021: RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Documents ouverts dans un nouvel onglet Comment letters
le 4 mai 2021 Document Rob Kirwin (VigilantCS) Letter of May 4, 2021; RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines Documents ouverts dans un nouvel onglet Comment letters
le 5 mai 2021 Document Financial Planning Association of Canada Letter of May 5, 2021; RE: Proposed Amendments to NI 33-109 and related Instruments - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines Documents ouverts dans un nouvel onglet Comment letters
le 27 juin 2022 Document Comments (French) - Raymonde Crête & Cinthia Duclos - re 25-304 - Application for Recognition of New SRO Documents ouverts dans un nouvel onglet Comment letters
le 27 juin 2022 Document Comments (French) - Raymonde Crête and Cinthia Duclos (Groupe de researche en droit des services financiers, Faculté de droit, Université Laval) re 25-305 - Application for Approval of the New Investor Protection Fund Documents ouverts dans un nouvel onglet Comment letters
le 5 juillet 2022 Document Comments - Yvette Lokker re 41-101 AED Model for Non-Investment Fund Reporting Issuers Documents ouverts dans un nouvel onglet Comment letters
le 5 juillet 2022 Document Comments - Loui Anastasopoulos (TSX Inc. and TSX Venture Exchange Inc.) re 41-101 AED Model for Non-Investment Fund Reporting Issuers Documents ouverts dans un nouvel onglet Comment letters
le 5 juillet 2022 Document Comments - Neil Gross (Investor Advisory Panel) re 41-101 AED Model for Non-Investment Fund Reporting Issuers Documents ouverts dans un nouvel onglet Comment letters
le 4 décembre 2023 Document Canadian Security Traders Associationa letter of December 4, 2023; Comment RE: CSA/CIRO Staff Notice 23-331 – Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets Documents ouverts dans un nouvel onglet Comment letters
le 20 juillet 2022 Document Comments Arthur Ross re 31-103 Proposed Amendments to NI-31-103 Documents ouverts dans un nouvel onglet Comment letters
le 22 juillet 2022 Document Comments - Neil McLaughlin (Royal Bank of Canada) re 31-103 Proposed Amendments to NI-31-103 Documents ouverts dans un nouvel onglet Comment letters
le 25 juillet 2022 Document Comments - Bill VanGorder (Canadian Association of Retired Persons) re 31-103 Proposed Amendments to NI-31-103 Documents ouverts dans un nouvel onglet Comment letters
le 25 juillet 2022 Document Comments - Raymond Chun and Paul Whitehead (TD) re 31-103 Proposed Amendments to NI-31-103 Documents ouverts dans un nouvel onglet Comment letters
