le 29 juin 2020 Document Comments received from Michael Walke and Scott Bandura (PricewaterhouseCoopers LLP) Letter of June 29, 2020; Re: 52-112 - Proposed National Instrument 52-112 Non-GAAP and Other Financial Measure Disclosure - Proposed Companion Policy 52-112 Non-GAAP and Documents ouverts dans un nouvel onglet Comment letters
le 26 juin 2020 Document Mark Stainthorpe and Ronald D. Kim (Canadian Natural Resources Limited) Letter of June 26, 2020; Re: 52-112 - Proposed National Instrument 52-112 Non-GAAP and Other Financial Measure Disclosure - Proposed Companion Policy 52-112 Non-GAAP and Other Financi Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Nancy Allan (Independent Financial Brokers of Canada): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Marc Flynn (Canadian Securities Institute): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Barry S. McInerney (Mackenzie Financial Corporation): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Steven J. Donald (Assante Wealth Management Ltd): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Michael A. Burns (Alternative Investment Management Association): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Merici Young (Compass360 Consulting Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Ontario Mortgage Investment Companies Association: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Eric Adelson (Invesco Canada Ltd.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Bill Packham and Alexandra Williams (Qtrade Financial Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Tim Baron, Robert Murphy, David Wilson and Daniel Pearlman (Davies): CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Katherine Darras (International Swaps and Derivatives Association, Inc.): CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study Documents ouverts dans un nouvel onglet Comment letters
le 1 mars 2019 Document Craig Asano (National Crowdfunding & Fintech Association of Canada): CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study Documents ouverts dans un nouvel onglet Comment letters
le 23 mai 2019 Document Blockchain Technology Coalition of Canada: Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 30 mai 2019 Document National Digital Asset Exchange Inc.: Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 31 mai 2019 Document Bitvo Global Inc.: Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 31 mai 2019 Document Craig Asano (National Crowdfunding & Fintech Association of Canada): Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 14 mai 2019 Document Laurence Rose (Omega Securities Inc. and 4C Clearing Corporation): Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms Documents ouverts dans un nouvel onglet Comment letters
le 28 février 2019 Document Cathy Hui Chun Lin and Jaclyn Moody (Burgundy Asset Management Ltd.): OSC Staff Notice 11-784 - Burden Reduction Documents ouverts dans un nouvel onglet Comment letters