IIROC Notice 17-0069 – Non-material amendments to Schedule 12 of Form 1 and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – The Proposed IIROC Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0088 – Proposed Amendments to Dealer Member Rule 200.2(L)(X)(B) on Trade-Confirmation Suppression – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0079 – Notice of Withdrawal – Proposed Amendments Relating to Personal Financial Dealings with Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to Dealer Member Rule 1200 and to Form 1 Relating to the Client Free Credit Cash Usage Limit and Client Free Credit Segregation Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0068 – Amendments to Dealer Member Rule 1200 and to Form 1 relating to the client free credit cash usage limit and client free credit segregation requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Non-Material Amendments to Schedule 12 of Form 1 and its Notes and Instructions Relating to Margin on Futures Concentrations and Deposits – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval - Amendments to Trading System Functionality & Features - New Order Types - Canadian Securities Exchange
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Notice and Request for Comments - Public Interest Rule - Amendments to Policy 4 Corporate Governance and Miscellaneous Provisions - Canadian Securities Exchange
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Notice of Housekeeping Rule Amendments - Industry Transition to T+2 Securities Settlement - Canadian Securities Exchange
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Notice of Approval - Amendments to Trading System Functionality & Features - Oddlot Trading - Canadian Securities Exchange
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Notice of Approval - Amendments to Trading System Functionality & Features - On-Stop Orders - Canadian Securities Exchange
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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Notice and Request for Comment - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features (Blacklined) - Canadian Securities Exchange
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Notice and Request for Comments - Public Interest Rule Amendment - Rule 4-113 Commitments and Performance - Canadian Securities Exchange (CSE)
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Notice of Withdrawal of Proposed Changes to Trading Fees
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Notice of Approval - Housekeeping Amendments to Rules, Policies and Forms - Form 1B Listing Application - Canadian Securities Exchange
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Notice of Approval - Housekeeping Rule - Amendments to Policy 8 - Canadian Securities Exchange
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