IIROC Notice 18-0043 – Proposed Amendments to Form 1 for use in, and consistency, with the Plain Language – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to IIROC Continuing Education Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0019 – Continuing Education Rules – proposed amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix A – Rule Protocol Regarding the Review and Approval of CDS Rules by the OSC – Canadian Depository for Securities Limited
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Appendix B – CDS Reporting Obligations – Canadian Depository for Securities Limited
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OSC Staff Notice of Request for Comment – Material Amendments to CDS External Procedures Related to Interest Charges – CDS Clearing and Depository Services Inc.
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IIROC Notice 19-0076 – Minor Contravention Program and Early Resolution Offers – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments – Amendments to CDS Participant Rules – Clean-up Review – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules and External Procedures – Liquidity Risk Management – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments Respecting Client Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Effective Date – Technical Amendment to CDS Procedures – Application for Participation Changes – October 2019 – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment - Material Amendments to CDS External Procedures Related to Liquidity Risk Management
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IIROC Notice 19-0071 – Amendments Respecting Client Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Material Amendments to CDS Rules Related to Liquidity Risk Management – CDS Clearing and Depository Services Inc.
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Notice of Request for Comment – Material Amendments to CDS Rules Related to Tiered Participation Information Sharing – CDS Clearing and Depository Services Inc.
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Notice of Withdrawal – Proposed Material Amendments to CDS Rules – China Bond Link – CDS Clearing and Depository Services Inc.
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Request for Comment – Proposed Amendments to IIROC By-Law No. 1, s. 5.3(2) (Director Term Limits) – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – April 2019 – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – October 2018 – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
