Notice of Commission Order – Application for Variation and Restatement of OCC's Interim Order – Options Clearing Corporation
Marchés, OAR et agences de compensation
Notice of Approval - Amendments to Trading System Functionality & Features - Closing Price Session Enhancements - Canadian Securities Exchange
Marchés, OAR et agences de compensation
IIROC Notice 20-0162 – Proposed Early Adoption of Certain IIROC Rules into the Dealer Member Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Extension of Comment Period – Targeted Invitation Functionality for Trading of Equity Securities – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Completion of Review of Significant Changes to Form 21-101F2 – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Completion of Review of Significant Changes to Form 21-101F2 – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Targeted Invitation Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Significant Changes to Form 21-101F2 - Liquidnet Canada, Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
IIROC Notice 20-0154 – Proposed Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Approval of Proposed Changes – Liquidnet Canada Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendments to Dealer Member Rule 200.2 and Equivalent IIROC Rule on Trade-Confirmation Suppression Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Approval of Proposed Changes – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Changes to the Liquidnet Canada Trading System – Liquidnet Canada Inc.
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Notice of Commission Approval – Proposed Changes – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
IIROC Notice 20-0129 – Trade confirmation suppression housekeeping amendments to align with CSA jurisdictions’ relief from reporting under National Instrument 24-101 Institutional Trade Matching and Settlements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval: Proposed Changes – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
