Notice of Commission Approval – Amendments to Dealer Member Rules 1, 2500, 2700, 3200 and Universal Market Integrity Rule 6.2 – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0263 – Rules Notice – Request for Comment – Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Proposed Amendments Relating to the Cross-Guarantee – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 14-0257 – Rules Notice – Request for Comment – Proposed amendments to Dealer Member Rule section 6.6 and corollary amendments to section 1.1 and subsection 16.2(iv) relating to the cross-guarantee requirement – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval of Agreement between the OSC, ASC, BCSC, SSC, NSSC, CVMQ, and IDA
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Notice of Commission Approval – Dealer Member Rule 2800C Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comments – Republication of Performance Reporting and Fee/Charge Disclosure Amendments to Dealer Member Rule 200 and to Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Proposed Universal Integrity Rules
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Extenders of Credit and Settlement Agents Category Credit Rings – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – Extenders of Credit and Settlement Agents Category Credit Rings – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Mitigation of Procyclical Effects on Calculations of Equity Haircuts and the CNS Participant Fund Collateral Requirements – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – Introduction of a CNS Participant Default Fund – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Introduction of a CNS Participant Default Fund – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to CDS’ Outsourcing Arrangement – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Updates to CDS Sponsorship Service – Access to FINRA OTC Reporting Facility – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Changes to the Collateral Haircuts for Debt Instruments – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Changes to Eligible Collateral for Collateral Pools and Participant Funds – CDS Clearing and Depository Services Inc.
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Request for Comments – Material Amendments to CDS Rules – Emergency Authority – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Procedures – Processing a New York Link Participant Default – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments to CDS Rules – Financial Institutions – CDS Clearing and Depository Services Inc.
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