Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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Notice of Approval – Changes to Broker Blocks Functionality – Liquidnet Canada Inc.
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Request for Comment – Notice of Proposed Early Adoption of Certain IIROC Rules into the Dealer Member Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Proposed Changes and Request for Comment – Broker Block Functionality – Liquidnet Canada Inc.
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Notice of Approval – Significant Changes to Bond Trading Functionality – Liquidnet Canada Inc.
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Notice of Proposed Changes and Request for Comment – Liquidnet Canada Inc.
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Request for Comment – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0155 – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Republication of Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0154 – Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Order – Application for Exemptive Relief – LME Clear Limited
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OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – LME Clear Ltd.
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IIROC Notice 20-0162 – Proposed Early Adoption of Certain IIROC Rules into the Dealer Member Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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Extension of Comment Period – Targeted Invitation Functionality for Trading of Equity Securities – Liquidnet Canada Inc.
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Notice of Completion of Review of Significant Changes to Form 21-101F2 – Liquidnet Canada Inc.
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Request for Comment – Proposed Amendments to Swap Counterparty Margin Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Completion of Review of Significant Changes to Form 21-101F2 – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Proposed Changes and Request for Comment – Targeted Invitation Functionality – Liquidnet Canada Inc.
Marchés, OAR et agences de compensation
Notice of Completion of Staff Review of Significant Changes to Form 21-101F2 - Liquidnet Canada, Inc.
Marchés, OAR et agences de compensation
