Notice of Correction - TSX Inc. et al.
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TSX Request for Comments - Security Holder Approval Requirements for Acquisitions - TSX Inc.
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Request for Comments - Amendments to Remove Imbedded Opening and Closing Times from the TSX Rules - Toronto Stock Exchange (TSX Inc.)
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Notice of Commission Approval - Amendments to the Rules of the Toronto Stock Exchange - Direct Access Provisions about Connectivity - TSX Inc.
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Notice of Commission Approval - Amendments to the Rules of the Toronto Stock Exchange - Implementation of a Pre-Trade Matching Facility - Alternative Trade eXecution (ATX) - TSX Inc.
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Notice of Commission Approval – Amendments to MFDA Rule 2.2 Client Accounts), Policy No. 2 Minimum Standards for Account Supervision, Rule 2.8 (Client Communications) and Rule 5.3 (Client Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amended MFDA Rules of Procedure – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Rule 2.2 (Client Accounts) – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Policy No. 2 – Minimum Standards for Account Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Rule 5.3 (Client Reporting) – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments – Proposed Amendments to MFDA Rule 2.2 (Client Accounts) and Policy No. 2 Minimum Standards for Account Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments – Proposed Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Rule 2.8 (Client Communications) – Mutual Fund Dealers Association of Canada (MFDA)
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IIROC Form No. 2 and Dealer Member Rules 1300.2, 2500, 2700 and 3200 – Know Your Client Information – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Dealer Member Rules 100.11 and 1900.1 – Over-the-Counter Options and Definition of Option – Withdrawal of Proposed Rule Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Amendments to Correct Registration Reform Related Amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – IIROC Amendments to Investment Industry Regulatory Organization of Canada (IIROC) Dealer Member Rule 2900 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Correction – IIROC Rules Notice – Notice of Approval – UMIR – Provisions Respecting Trading During Certain Securities Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Rules Notice 10-306 – Notice of Approval – UMIR – Provisions Respecting Trading During Certain Securities Transactions – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to MFDA Rules to harmonize with Client Relationship Model Phase 2 provisions effective July 15, 2014 – Mutual Fund Dealers Association of Canada (MFDA)
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OSC Staff Notice of Request for Comment – Proposed amendments to Dealer Member Rules 100 and 1200 and to Form 1 relating to the client free credit cash usage limit, client free credit segregation requirements, and securities concentration test – Investment Industry Regulatory Organization of Canada (IIROC)
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