le 13 mars 2023 Market Regulation Document Type Alpha Exchange Inc. rule review and notices Correction to Notice of Proposed Amendments and Request For Comment – Alpha Exchange Inc. Marchés, OAR et agences de compensation
le 2 mars 2023 Market Regulation Document Type Alpha Exchange Inc. rule review and notices Notice of Proposed Amendments and Request for Comments – Alpha Exchange Inc. Marchés, OAR et agences de compensation
le 2 décembre 2021 Market Regulation Document Type Alpha Exchange Inc. rule review and notices Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Rules of Alpha Exchange Inc. Marchés, OAR et agences de compensation
le 24 octobre 2024 Market Regulation Document Type Neo Exchange Inc. rule review and notices Request for Comments – Proposed Public Interest Rule Amendment – Directed Indications of Interest – Cboe Canada Inc. Marchés, OAR et agences de compensation
le 4 décembre 2024 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice and Request for Feedback – TSX and TSXV Data Feed and License Discount Program – TSX Inc. and TSX Venture Exchange Inc. Marchés, OAR et agences de compensation
le 5 décembre 2024 Market Regulation Document Type CIRO rule review and notices Notice of Commission Approval – Amendments to UMIR Respecting the Reasonable Expectation to Settle a Short Sale – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 9 janvier 2025 Market Regulation Document Type CIRO rule review and notices Request for Comment – Proposed Amendments Respecting Mandatory Close-Out Requirements – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 9 janvier 2025 Market Regulation Document Type Canadian Derivatives Clearing Corporation recognition orders Notice of Commission Approval – Proposed Amendments to the Default Manual of the CDCC Regarding the Corporation’s Default Risk Capital Amount Available During a Default Management Process – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 9 janvier 2025 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice of Housekeeping Rule Amendments – Housekeeping Amendments to CSE Listing Policy & Procedures – Canadian Securities Exchange Marchés, OAR et agences de compensation
le 13 janvier 2025 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice of Approval – Real-Time Market Data Fee Change – Simplification of Distribution Fees – Cboe Canada Inc. Marchés, OAR et agences de compensation
le 27 février 2025 Market Regulation Document Type CIRO rule review and notices Request for Comment – Proposed Amendments to UMIR Respecting Contingent Derivative Orders – Canadian Investment Regulatory Organization (CIRO) Marchés, OAR et agences de compensation
le 6 mars 2025 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Material Rule Submission – Proposed Material Amendments to CDS External Procedures Related to CDS Operational and Cybersecurity Participation Requirements – CDS Clearing and Depository Services (CDS) Marchés, OAR et agences de compensation
le 6 mars 2025 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Material Rule Submission – Proposed Amendments to the CDCC Rules and Operations Manual on Participation Requirements – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 24 mars 2025 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Approval – Call Center Enterprise Discount Program – TSX Inc., Alpha Exchange Inc. and TSX Venture Exchange Inc. Marchés, OAR et agences de compensation
le 19 décembre 2024 Document Comment from Harvey S. Naglie re Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2025 Document Comment from Natalie Brown (FONDS) re Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2025 Document Comment from Doug Sarro & Martin Petrin (uOttawa) re Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2025 Document Comment from Canadian Bankers Association re Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2025 Document IAP Comments on CSA Staff Notice and Consultation 11-348 – Applicability of Canadian Securities Laws and the Use of Artificial Intelligence Systems in Capital Markets Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2025 Document Annie Sinigagliese (Canadian Independent Finance and Innovation Counsel Inc.) comments re Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets Documents ouverts dans un nouvel onglet Comment letters
