le 25 avril 2025 Document John A. Adams (PRIMERICA) re CSA Notice and Request for Comment – Proposed Amendments and Changes – The Principal Distributor Model Documents ouverts dans un nouvel onglet Comment letters
le 28 avril 2025 Document Erika Tattiana Fernandez, Élisabeth Chamberland, Martin Boileau (PEAK) re CSA Notice and Request for Comment – Proposed Amendments and Changes – The Principal Distributor Model Documents ouverts dans un nouvel onglet Comment letters
le 28 avril 2025 Document Canadian Bankers Association re CSA Notice and Request for Comment – Proposed Amendments and Changes – The Principal Distributor Model Documents ouverts dans un nouvel onglet Comment letters
le 28 avril 2025 Document Natasa Morfesis, et al (Worldsource Wealth Management) re CSA Notice and Request for Comment – Proposed Amendments and Changes – The Principal Distributor Model Documents ouverts dans un nouvel onglet Comment letters
le 28 avril 2025 Document Kevin McCreadie (AGF Investments Inc.) re CSA Notice and Request for Comment – Proposed Amendments and Changes – The Principal Distributor Model Documents ouverts dans un nouvel onglet Comment letters
le 11 avril 2025 Document Brien Marshall (Tradex) re CSA Notice and Request for Comment – Proposed Amendments and Changes – The Principal Distributor Model Documents ouverts dans un nouvel onglet Comment letters
le 14 mars 2025 Document Annie Sinigagliese (CIFIC) re Proposed Amendments to NI23-101 and Proposed Changes to CP 23-101 Documents ouverts dans un nouvel onglet Comment letters
le 24 mars 2025 Document Eric Stockland, Grant McLaughlin and Antonio Trillo (BMO Capital Markets) re Proposed Amendments to NI23-101 and Proposed Changes to CP 23-101 Documents ouverts dans un nouvel onglet Comment letters
le 24 mars 2025 Document Doug Clark (TMX Group Limited) re Proposed Amendments to NI23-101 and Proposed Changes to CP 23-101 Documents ouverts dans un nouvel onglet Comment letters
le 24 mars 2025 Document Jonathan Sylvestre (Tradelogiq Markets Inc.) re Proposed Amendments to NI23-101 and Proposed Changes to CP 23-101 Documents ouverts dans un nouvel onglet Comment letters
le 24 mars 2025 Document Investment Industry Association of Canada re Proposed Amendments to NI23-101 and Proposed Changes to CP 23-101 Documents ouverts dans un nouvel onglet Comment letters
le 31 mars 2025 Document Alex Perel & Nitin Mathur (Scotiabank) comments re Proposed Amendments to NI23-101 and Proposed Changes to CP 23-101 Documents ouverts dans un nouvel onglet Comment letters
le 1 mai 2025 Market Regulation Document Type FundSERV Inc. rule review Notice of Rule Submission – Proposed Amendments to Fundserv Fees – Distributor Fees – Fundserv Inc. Marchés, OAR et agences de compensation
le 12 juin 2025 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Approval – Minimum Interaction Size and Minimum Quantity Features – TSX Inc. and Alpha Exchange Inc. Marchés, OAR et agences de compensation
le 19 juin 2025 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Entitlements Messaging MT564/REPE and MT564/RMDR – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 19 juin 2025 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) pricing review Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Removal of Certain Fees and Amended Fee Descriptions – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 12 juin 2025 Market Regulation Document Type FundSERV Inc. rule review Notice of Commission Approval - Proposed Amendments to Fundserv Fees – Distributor Fees - Fundserv Inc. Marchés, OAR et agences de compensation
le 5 juin 2025 Market Regulation Document Type GFI Swaps Exchange LLC orders and notices Notice of Commission Order – Application for Variation to Trade in Security-Based Swaps and for Exemption from the Marketplace Rules – GFI Swaps Exchange LLC, ICE Swap Trade, LLC, tpSEF Inc. and TW SEF LLC Marchés, OAR et agences de compensation
le 3 août 2024 Document Harvey S. Naglie comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters
le 25 juillet 2024 Document Ken Kivenko (Kenmar Associates) comments re. OSC Rule 11-502 & 11-503 Documents ouverts dans un nouvel onglet Comment letters