Rechercher | OSC

Recherche

Résultats 11301 - 11320 de 11382

Trier par

Notice of Commission Approval – Amendments to UMIR Respecting Net Asset Value Orders and Intentional Crosses – Canadian Investment Regulatory Organization (CIRO)

Marchés, OAR et agences de compensation

Notice of Commission Approval - Proposed Amendments to Fundserv Fees – Distributor Fees - Fundserv Inc.

Marchés, OAR et agences de compensation

Investment Industry Association of Canada, comments re. 11-502/11-503 – Distribution of Disgorged Amounts to Harmed Investors

Comment letters

Canadian Advocacy Council, comments re. 11-502/11-503 – Distribution of Disgorged Amounts to Harmed Investors

Comment letters

Katie Walmsley and Warren M. Rudic (PMAC), comments re. 11-502/11-503 – Distribution of Disgorged Amounts to Harmed Investors

Comment letters

Francois Soto Letter of January 30, 2024

Comment letters

Stephen Oliver (Tetra Trust Company) comments re Proposed Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets

Comment letters

Rosemary McGuire (CPA) comments re Proposed Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets

Comment letters

Carol Derk et al (Borden Ladner Gervais LLP) comments re Proposed Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets

Comment letters

Bekhzod Nazarov (Quanta Law) comments re Proposed Amendments to National Instrument 81-102 Investment Funds Pertaining to Crypto Assets

Comment letters

Notice and Request For Comment – Application for Variation of Recognition as Exchange to Reflect Proposed Restructuring – CNSX Markets Inc.

Marchés, OAR et agences de compensation

Rapport d’inspection de l’Organisme canadien de réglementation des investissements

Marchés, OAR et agences de compensation

Harvey Naglie letter re Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice

Comment letters

Notice of Commission Order – Application for Variation to Trade in Security-Based Swaps and for Exemption from the Marketplace Rules – GFI Swaps Exchange LLC, ICE Swap Trade, LLC, tpSEF Inc. and TW SEF LLC

Marchés, OAR et agences de compensation

Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Entitlements Messaging MT564/REPE and MT564/RMDR – CDS Clearing and Depository Services Inc.

Marchés, OAR et agences de compensation

Notice of Commission Approval – Proposed Amendments to CDS Fee Schedule – Removal of Certain Fees and Amended Fee Descriptions – CDS Clearing and Depository Services Inc.

Marchés, OAR et agences de compensation

Notice and Request for Comments – Proposed Amendments to CSE Listing Policies – Major Acquisitions – Canadian Securities Exchange

Marchés, OAR et agences de compensation

Request for Comment – Modernization of Requirements for Account Transfers and Bulk Account Movements – Canadian Investment Regulatory Organization (CIRO)

Marchés, OAR et agences de compensation

Annie Sinigagliese (CIFIC) letter of January 24, 2025 re Proposed Amendments to Multilateral Instrument 13-102 System Fees

Comment letters

Andy Mitchell (The Investment Funds Institute of Canada) re Proposed Amendments to Multilateral Instrument 13-102 System Fees

Comment letters