le 6 septembre 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Omnibus Amendments to Rule A and D-6 of CDCC’s Rules as well as to the Operations Manual, Risk Manual and Default Manual, Introducing the Limited Clearing Members Category and Establishing Additional Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 juillet 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments Related to Establishing the Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 avril 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments to Sections A-1A04 and A-401 of the rules of CDCC in order to establish and document CDCC's consultation power – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 avril 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice – Self-Certification: Amendments to sections A-1A04 and A-401 of the rules of the Canadian Derivatives Clearing Corporation – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 13 avril 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments to sections A-102, A-220 and A-701 of the rules of the CDCC in order to establish a higher standard of legal certainty with respect to bankruptcy remoteness – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 16 février 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Request for Comment – Proposed Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 Establishing the Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 16 février 2017 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Request for Comment – Proposed Amendments to Sections A-102, A-1A09, Rule A-6 and Default Manual, and New Section A-411 and New Rule A-10 Establishing the Recovery Powers – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 22 décembre 2016 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Request for Comment – Amendments to CDCC’s Rules and Risk Manual pertaining to CDOR and CORRA – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 22 décembre 2016 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice – Amendments to CDCC’s Rules and Risk Manual pertaining to CDOR and CORRA – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 8 décembre 2016 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Proposed amendments to sections A-102, A-220 and A-701 of the Rules of the CDCC in order to establish a higher standard of legal certainty with respect to bankruptcy remoteness – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 8 décembre 2016 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice – Proposed amendments to sections A-102, A-220 and A-701 of the Rules of the CDCC in order to establish a higher standard of legal certainty with respect to bankruptcy remoteness – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 18 août 2016 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Amendments to the Risk Manual for the Pricing Model on Options on Futures – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 18 août 2016 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Request for Comments – Amendments to the Risk Manual for the Pricing Model on Options on Futures – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 23 janvier 2004 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendments to MFDA Policy No. 3 – Handling Client Complaints – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 7 mai 2010 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 30 avril 2010 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Items – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 30 avril 2010 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – CDS Network Managed Services Implementation – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 23 janvier 2004 Market Regulation Document Type MFDA rule review Notice of Commission Approval – Amendments to MFDA Policy No. 3 – Handling Client Complaints – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 14 décembre 2007 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review CDS Rule Amendment Notice - Technical Amendments to CDS Procedures Relating to Pledge and Settlement Procedures Marchés, OAR et agences de compensation
le 16 novembre 2007 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice and Request for Comment - Material Amendments to CDS Procedures Relating to Dormant Participant Procedures Marchés, OAR et agences de compensation
