le 30 mai 2012 Document Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights): Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades Documents ouverts dans un nouvel onglet Comment letters
le 28 mai 2012 Document Kevin LeBlanc (TD Asset Management Inc.): Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades Documents ouverts dans un nouvel onglet Comment letters
le 9 mai 2012 Document Thomas Kalafatis and James Beattie (CIBC World Markets Inc.): Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades Documents ouverts dans un nouvel onglet Comment letters
le 19 mars 2012 Document Fred E. Sommers (OpsRisk Limited): Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades Documents ouverts dans un nouvel onglet Comment letters
le 24 avril 2012 Document Alain Miquelon (TMX Group/Montreal Exchange): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 19 avril 2012 Document Tom Phillips (Fidelity Investments): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document James Wood (Canadian Life and Health Insurance Association): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document Cheryl Worthy and Krista Friesen (BP Canada Energy Group ULC): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document Jerome Kemp, Christopher R. Perkins and Mariam Rafi (Citi): CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 10 avril 2012 Document Canadian Market Infrastructure Committee: CSA Consultation Paper: 91-404 Derivatives: Segregation and Portability in OTC Derivatives Clearing Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Marsha Gerhart (Exempt Market Dealers Association of Canada): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail C Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Craig Skauge & Cora Pettipas (National Exempt Market Association): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Ret Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Andrew Marsh (Richardson GMP Limited): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Michael Stanley (Quadrus Investment Services Ltd.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Sandra L. Kegie (Federation of Mutual Fund Dealers): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Laura Paglia (Torys LLP): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Darcy Lake (BMO Investments Inc., BMO InvestorLine Inc., BMO Nesbitt Burns Inc., BMO Harris InvestmentManagement Inc., and BMO Asset Management Inc.): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropri Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Dan Hallett: CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Marc Flynn (Canadian Securities Institute): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients Documents ouverts dans un nouvel onglet Comment letters
le 22 février 2013 Document Sandra L. Kegie (Association of Canadian Compliance Professionals): CSA Consultation Paper 33-403 - The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Re Documents ouverts dans un nouvel onglet Comment letters
