le 7 juin 2018 Document The Canadian Advocacy Council for Canadian CFA Institute Societies: CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 11 juin 2018 Document Wes Hall and Amy Freedman (Kingsdale Advisors): CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 11 juin 2018 Document Canadian Foundation for the Advancement of Investor Rights: CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 11 juin 2018 Document Davies Ward Phillips & Vineberg LLP: CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 11 juin 2018 Document Adrian Walrath (The Investment Industry Association of Canada): CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 18 juin 2018 Document Kevin Thomas (The Shareholder Association for Research and Education): CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 18 juin 2018 Document Stéphanie Lachance (Public Sector Pension Investment Board): CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 19 juin 2018 Document Julie Cays (Canadian Coalition for Good Governance): CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 29 juin 2018 Document Brian Minns (Addenda Capital Inc.): CSA Staff Notice 61-303 and Request for Comment - Soliciting Dealer Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 26 octobre 2007 Document Yves Morency (Desjardins): CSA Notice and Request for Comment: NP - 11-202 - Process for Prospectus Reviews in Multiple Jurisdictions Documents ouverts dans un nouvel onglet Comment letters
le 5 décembre 2019 Type of Memorandum Protocoles Dentente Internationaux Notice of Ministerial Approval of Amended and Restated MOU with the UK Financial Conduct Authority – Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers Memorandum of understanding
le 3 octobre 2019 Type of Memorandum Protocoles Dentente Internationaux Notice of Amended and Restated Memorandum of Understanding with the UK Financial Conduct Authority Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Alternative Investment Fund Managers Memorandum of understanding
le 2 juillet 2020 Type of Memorandum Protocoles Dentente Nationaux Notice of Amendment of Agreement among Certain Provincial Securities Regulatory Authorities in respect of the Ownership and Licensing of the Intellectual Property Comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems) to Extend Scope to New CSA National Systems Memorandum of understanding
le 25 juin 2020 Type of Memorandum Protocoles Dentente Nationaux Notice of Memorandum of Understanding – Memorandum of Understanding Respecting the Oversight of Exchanges and Quotation and Trade Reporting Systems Memorandum of understanding
le 30 avril 2020 Type of Memorandum Protocoles Dentente Nationaux Notice of Coming into Effect – Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board Memorandum of understanding
le 27 février 2020 Type of Memorandum Protocoles Dentente Nationaux Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board Memorandum of understanding
le 23 janvier 2014 Type of Memorandum Protocoles Dentente Nationaux Notice of Agreement among Provincial and Territorial Securities Regulatory Authorities Transferring and Assigning Trade-mark to the Alberta Securities Commission Memorandum of understanding
le 5 décembre 2013 Type of Memorandum Protocoles Dentente Nationaux Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information between the Ontario Securities Commission and the Canadian Public Accountability Board Memorandum of understanding
le 22 novembre 2012 Type of Memorandum Protocoles Dentente Nationaux Notice of Ministerial Approval of Letter Agreement between the OSC and the APGO Memorandum of understanding
le 13 septembre 2012 Type of Memorandum Protocoles Dentente Nationaux Notice of Letter Agreement between the OSC and the APGO Memorandum of understanding
