le 30 septembre 2010 Document Kathleen G. Ward, Alix d'Anglejan-Chatillon, Kenneth G. Ottenbreit (Stikeman Elliott LLP): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, National Instrument 33-109 Registrati Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2010 Document Julie A. Clarke, Jacqueline Hatherly (Manulife Securities Incorporated and Manulife Securities Investment Services Inc.): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, Nation Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2010 Document Mark T. Gordon (Mutual Fund Dealers Association of Canada): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, National Instrument 33-109 Registration Information and to Related P Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2010 Document Judy Nicholson (Edward Jones): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, National Instrument 33-109 Registration Information and to Related Policies and Forms Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2010 Document Clay Gillespie (Rogers Group Financial): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, National Instrument 33-109 Registration Information and to Related Policies and Forms Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2010 Document Susan Copland (Investment Industry Association of Canada): Notice of and Request for Comment: Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions, National Instrument 33-109 Registration Information and to Related Po Documents ouverts dans un nouvel onglet Comment letters
le 6 février 2014 Document Miriam Andrews (StoneTower Financial Solutions Inc.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 25 février 2014 Document Yar Kolomijchuk (Vega Estate Planning Corp. & Raintree Financial Solutions): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 25 février 2014 Document Eric Petersen (Prosperity Engine Inc.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 25 février 2014 Document Ron Lepine: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 25 février 2014 Document Don Watt: Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 25 février 2014 Document Renae Marshall (Financial Future): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 24 février 2014 Document Jack Comeau (Comeau Financial Inc.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 21 février 2014 Document Yvonne Martin-Morrisson (Purpose Inspired Solutions & Raintree Financial Solutions): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 20 février 2014 Document Craig Skauge & Cora Pettipas (National Exempt Market Association): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 18 février 2014 Document Rob Anderson (RNL Financial Ltd.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 14 février 2014 Document Stephen O'Reilly (TriView Capital Ltd.): Proposed Amendments: NI 31-103, NI 33-109, NI 52-107, OSC Rule 33-506 and OSC Rule 35-502 and Related Forms Documents ouverts dans un nouvel onglet Comment letters
le 12 mai 2005 Document Barbara Palk (TD Asset Management Inc.): Concept Paper: Concept Proposal - 23-402 - Best Execution and Soft Dollar Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 12 mai 2005 Document D. Chornous, F. Lippa & R. Lalji (RBC Financial Group): Concept Paper: Concept Proposal - 23-402 - Best Execution and Soft Dollar Arrangements Documents ouverts dans un nouvel onglet Comment letters
le 9 mai 2005 Document William E. Hewitt & D. Peter Donovan (Financial Executives International Canada): Concept Paper: Concept Proposal - 23-402 - Best Execution and Soft Dollar Arrangements Documents ouverts dans un nouvel onglet Comment letters
