le 15 janvier 2013 Document Joanna Robertson (Robertson-Devir): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongo Documents ouverts dans un nouvel onglet Comment letters
le 10 janvier 2013 Document Ada Litvinov (The Canadian Advocacy Council for Canadian CFA Institute Societies): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 19 novembre 2012 Document Ken Kivenko (Kenmar Associates): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Documents ouverts dans un nouvel onglet Comment letters
le 18 septembre 2012 Document Jacqueline Hatherly (Greystone Managed Investments Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirement Documents ouverts dans un nouvel onglet Comment letters
le 15 septembre 2012 Document Blair Cooper (Tradex Management Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and O Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document John S. Clark (Pacific Spirit Investment Management Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requiremen Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Jean Carrier (PEAK Investment Services Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemption Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Michelle Alexander and Adrian Walrath (Investment Industry Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Richard McIntyre (DWM Securities Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Michel Falk (National Bank Securities Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Jeff Bartja (Scotia Securities Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and On Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document David C. Pauli (CI Financial Corp.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ong Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document François Bruneau (Groupe Cloutier Investissements Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Mark Tiffin (Capital International Asset Management (Canada), Inc.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Documents ouverts dans un nouvel onglet Comment letters
le 14 septembre 2012 Document Mark S. Kent (Portfolio Strategies Corporation): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exempt Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Eric Adelson (Invesco Canada Ltd.): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongo Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Ian Pember (Alternative Investment Management Association): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requireme Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document David Agnew, Wayne Bossert, John S. Montalbano, Rosalyn Kent & Vijay Parmar (RBC Dominion Securities Inc., RBC Direct Investing Inc., Royal Mutual Funds Inc., RBC Global Asset Management, Phillips Hager & North Investment Funds Ltd. and RBC PH&N Investmen Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Katie Walmsley & Scott Mahaffy (Portfolio Maangement Association of Canada): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Regis Documents ouverts dans un nouvel onglet Comment letters
le 15 février 2013 Document Greg Pollock & Harley Lockhart (Advocis): Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions an Documents ouverts dans un nouvel onglet Comment letters
