le 30 septembre 2016 Document Leo Salom (TD Bank Group): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Nadine Milne, Alison Fletcher and Julie A. Clarke (Mandeville Holdings Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Marie Elaine Farley (La Chambre de la sécurité financière): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Gino Sebastian Savard and Yvan Morin (MICA Capital Inc.) - French: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Rebecca Cowdery, Laura Paglia, Prema Thiele and Ronald Kosonic (Borden Ladner Gervais LLP): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Mark Kent and Kenneth Parker (Portfolio Strategies Corporation): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Rick Annaert (Manulife Securities): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Devon Cranson (Cranson Capital Securities Inc.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Chappuis Halder & Co.: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Raymonde Crête and Cinthia Duclos (Faculty of law, Université Laval): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Carol Lynd (Brandes Investment Partners & Co.): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document McBride Bond Christian LLP: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Financial Planning Standards Council Letter: CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 30 septembre 2016 Document Martin Gagnon (National Bank of Canada Wealth Management): CSA Consultation Paper 33-404 - Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward their Clients Documents ouverts dans un nouvel onglet Comment letters
le 9 juin 2017 Document Paul C. Bourque (The Investment Funds Institute of Canada): CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
le 9 juin 2017 Document Kirk Dudtschak, Doug Coulter, Dave Agnew, Rosalyn Kent and Mark Neill (RBC Dominion Securities Inc., Royal Mutual Funds Inc., et al.: CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
le 9 juin 2017 Document Quadrus Investment Services: CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
le 9 juin 2017 Document ICI Global: CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
le 9 juin 2017 Document Edna A. Chu (Sentry Investments Inc.): CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
le 9 juin 2017 Document Doheny Securities Limited: CSA Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions Documents ouverts dans un nouvel onglet Comment letters
