91-306 - IRP Title Compliance Review Findings for Reporting Counterparties Instruments, règles et politiques
91-504 and 91-504CP - IRP Title [on hold] Over-The-Counter Derivatives Instruments, règles et politiques
91-505 - IRP Title Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order) Instruments, règles et politiques
91-703 - IRP Title Staff Recommendation on the Reporting of Inter-Affiliate Transactions by End-Users under OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting Instruments, règles et politiques
93-301 - IRP Title Derivatives Business Conduct Rule - No Overlap with Derivatives Registration Rule Comment Period Instruments, règles et politiques
94-101 94-101CP - IRP Title Mandatory Central Counterparty Clearing of Derivatives Instruments, règles et politiques
94-102 - IRP Title Derivatives: Customer Clearing and Protection of Customer Collateral and Positions Instruments, règles et politiques
94-303 - IRP Title [Withdrawn by OSC Staff, September 1, 2022] Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing and Update on Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives Instruments, règles et politiques
94-304 - IRP Title Frequency of the Requirement to Deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency Instruments, règles et politiques
95-301 - IRP Title Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Instruments, règles et politiques
95-302 - IRP Title Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Instruments, règles et politiques
95-401 - IRP Title Margin and Collateral Requirements for Non-Centrally Cleared Derivatives Instruments, règles et politiques
Liste noire à l’intention des investisseurs / liste d’avertissements aux investisseurs (exercice) Open data
Normes de service de la Direction de la réglementation des personnes et compagnies inscrites et de la conformité Open data
