Notice of Commission Approval – Material Amendments to CDS Rules Related to the Removal of the CCP Cap for CNS Users – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules Related to the Introduction of the China Bond Link Service – CDS Clearing and Depository Services Inc.
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 18-0154 – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 18-0153 – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0155 – Proposed Amendments re Free Credit Cash Segregated in Trust for Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Request for Comment – Republication of Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0154 – Republication of Proposed Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Dealer Member Plain Language Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 18-0177 – Withdrawal of proposed amendments to Dealer Member Rules to permit partial swap offset strategies – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice of Commission Approval – Amendments to Dealer Member Rule 200.2(l)(x)(B) on Trade-Confirmation Suppression Requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 17-0188 – Notice of Approval – Amendments to trade-confirmation suppression requirements – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0181 – Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
IIROC Notice 19-0157 – Proposed Amendments Respecting Non-Clients – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Renewal of exemption for Montreal Exchange - Bourse de Montréal Inc.
Marchés, OAR et agences de compensation
Renewal of exemption for Montreal Exchange - Bourse de Montréal Inc.
Marchés, OAR et agences de compensation
Renewal of exemption for Montreal Exchange - Bourse de Montréal Inc.
Marchés, OAR et agences de compensation
Renewal of exemption for Montreal Exchange - Bourse de Montréal Inc.
Marchés, OAR et agences de compensation
