Notice of Commission Approval – Amendments to MFDA Policy No. 3 – Handling Client Complaints – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Effective Date – Technical Amendments to CDS Procedures – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Items – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – CDS Network Managed Services Implementation – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Amendments to MFDA Policy No. 3 – Handling Client Complaints – Mutual Fund Dealers Association of Canada (MFDA)
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Report and Housekeeping Amendment to MFDA Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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Request for Comments – MFDA Policy 5 Regarding Branch Review Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Conflicts of Interest (Rule 2.1.4) – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments – MFDA Application for Consent to Enter into a Co-operative Agreement in Quebec – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Proposed Amendments to MFDA Rule 1.1.1(a) Regarding Business Structures – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Proposed MFDA By-laws No. 5 and No.6 Regarding Corporate Governance – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – MFDA By-law No.8 – Disciplinary and Enforcement Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – MFDA By-law No. 7 Miscellaneous Administrative Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 2.2.1 – "Know- Your-Client" – Mutual Fund Dealers Association of Canada (MFDA)
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Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to CIPF By-Law No. 1 – Canadian Investor Protection Fund (CIPF)
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Technical Amendments to CDS Procedures: New Account Number at Harris National Association - Participating in CDS Services, Chapter 15 Collateral Administration, Section 15.1.2 Delivering U.S. Dollar Cash as Collateral - Notice of Effective Date
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Technical Amendments to CDS Procedures: New Instrument Types for Canada Mortgage Bonds (CMB) and Provincial Savings Bonds (PSB)
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Notice of Commission Approval: Material Amendments to CDS Procedures - DTC Direct Link Services and New York Link Services
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Notice of Commission Approval – Amendments to CIPF By-law No. 1 – Canadian Investor Protection Fund (CIPF)
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