Notice and Request for Comment – Applications for Exemption from Recognition as an Exchange – Bloomberg Trading Facility Limited and Bloomberg Trading Facility B.V.; and – Notice of Initial Operations – Bloomberg Tradebook Canada Company
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Bloomberg Staff Notice and Request for Comment – Bloomberg Trading Facility Limited, Bloomberg Trading Facility B.V. and Bloomberg Tradebook Canada Company
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Description of Operations – Bloomberg Trading Facility Limited
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Application for Exemption from Recognition as an Exchange - Bloomberg Trading Facility Limited
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Draft Exemption Order - Bloomberg Trading Facility Limited
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Application for Exemption from Recognition as an Exchange – Bloomberg Trading Facility B.V.
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Draft Exemption Order – Bloomberg Trading Facility B.V.
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Bloomberg Notice of Initial Operations – Bloomberg Tradebook Canada
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Application for Exemption from Recognition as an Exchange – Refinitiv Transaction Services Pte. Ltd.
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OSC Notice and Request for Comment – Application for Exemption from Recognition as an Exchange – Refinitiv Transaction Services Pte. Ltd.
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Notice of Commission Deemed Approval – Housekeeping Amendments to the CIPF Claims Procedures – Canadian Investor Protection Fund (CIPF)
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Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021)
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Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Coming into Effect of Memorandum of Understanding Among the Canadian Securities Administrators Regarding Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Coming into Effect of Memorandum of Understanding Regarding the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Proposed Amendments and Request for Comments – TSX Inc.
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Notice of Commission Order – Application for Exemptive Relief – Refinitiv Transaction Services Pte. Ltd
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