Comments and Notice of Commission Approval - Implementation of the POSIT Call Market - Toronto Stock Exchange Inc.
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Notice of Commission Approval - Amendments to the Rules of the TSE - Recognition of Indexes and Trading of Securities Similar to Index Participation Funds - Toronto Stock Exchange Inc.
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Notice of Commission Approval - By-Law 694 Concerning the Trading of Index Participation Units and Index Options the Toronto Futures Exchange By-law 64 Concerning the Trading of TFE Index Future Contracts - Toronto Stock Exchange Inc.
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Notice of Commission Order – Application to Vary Approval Order of MFDA Investor Protection Corporation – Mutual Fund Dealers Association of Canada (MFDA)
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Bryan Blake (MATCHNow)
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Cindy Petlock, Richard Carleton and Dan Kessous (Aequitas NEO Exchange Inc., CNSX Markets Inc. and Nasdaq CXC Limited)
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Notice of Commission Approval – Maple Group Acquisition Corporation
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Notice – Technical Amendments to CDS Procedures – Housekeeping Changes – CDS Clearing and Depository Services Inc.
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Notice and Request for Comment – Material Amendments to CDS Participant Rules related to China Bond Link – CDS Clearing and Depository Services Inc.
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MFDA - Calculation of Risk Adjusted Capital (Rules 3.2.2, 3.2.5 and Form 1)
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Notice and Request for Comments – Material Amendments to CDS Participant Rules Related to the Removal of the CPP Cap for CDS Participants who use CNS – CDS Clearing and Depository Services Inc.
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Notice of Request for Comment – Material Amendments to CDS Participant Rules Related to Lines of Credit Requirements for Non-Contributing Receivers of Credit Making Canadian Dollar Settlements – CDS Clearing and Depository Services Inc.
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Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to the Universal Market Integrity Rules Respecting Electronic Trading – Investment Industry Regulatory Organization of Canada (IIROC)
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Housekeeping Amendments to MFDA Policy No. 1 – New Registrant Training and Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Rules – Real Time CNS Settlement – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Material Amendments to CDS Procedures – Real Time CNS Settlement and CNS Settlement Hold – CDS Clearing and Depository Services Inc.
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Notice and Request for Comment – Material Amendments to CDS Procedures – CDCC Interface – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Payment Release Messages / Final Tendered Total Alert / TRAX – Market Purchase Transaction – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Commission Approval – Proposed Amendments to Financial Questionnaire and Report (Form 1) to include the “Definition of Market Value” – Mutual Fund Dealers Association of Canada (MFDA)
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