Notice and Request for Comments - Additional Self Trade Prevention Features - Canadian Securities Exchange
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Notice of Approval - Housekeeping Amendments to Rules, Policies and Forms - Canadian Securities Exchange
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Request for Comment – Proposed Amendments Respecting the Provision of Price Improvement by a Dark Order – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments Respecting the Reporting of Certain Trades to Acceptable Foreign Trade Reporting Facilities – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments Respecting Mandatory Reporting of Cybersecurity Incidents – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0070 – Proposed Amendments Respecting Mandatory Reporting of Cybersecurity Incidents – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – IIROC Notice 17-024 – Amendments to the Minimum Dealer Regulation Fee Component – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to Transaction Reporting for Debt Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to Form 1 for Use in, and Consistency, with the Plain Language Dealer Member Rules Rule Book – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 19-0060 – Proposed Amendment to IIROC By-law No. 1 Regarding Director Term Limits – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0153 – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Effective Date – Technical Amendments to CDS Procedures – Canadian Securities Exchange Buy-ins – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comments – Material Amendments to CDS Participant Rules Related to Non-LVTS Settlement Agents – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – Housekeeping Changes – November 2017 – CDS Clearing and Depository Services Inc.
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Notice of Commission Deemed Approval – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules Related to the Elective System – Operating Cap for Extenders of Credit – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval – Material Amendments Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc.
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IIROC Notice 19-0035 – Housekeeping Amendment to Schedule 7A of Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Material Amendments to CDS Procedures – The Continuous Net Settlement Default Fund – CDS Clearing and Depository Services Inc.
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OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures Related to Canadian Dollar Cash Collateral Management – CDS Clearing and Depository Services Inc.
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