Notice of Effective Date – Technical Amendments to CDS Procedures – Wire Instructions – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval and Variation of Recognition Order - Reflecting Acquisition by Cboe Canada Holdings, ULC - Aequitas Innovations Inc. and Neo Exchange Inc.
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TSX Inc. – Notice of Proposed Amendments and Request for Comments
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Notice and Request for Comment – Application for an Exemption from the Marketplace Rules – LedgerEdge Limited
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Notice of Initial Operations and Request for Comment – Coinsquare Capital Markets Ltd.
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Notice of Commission Order – Application for Exemptive Relief – LedgerEdge Limited
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Notice of Commission Approval – Amendments to MFDA Rules 2.3.2, 2.3.3 and 5.1 regarding Limited Trading Authorization and Record-Keeping Requirements – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules and Form 1 Relating to London Bullion Market Association (LBMA) Memberships – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice and Request for Comment - Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Canadian Securities Exchange
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OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Operations Manual of the CDCC on the Gross Client Margin (GCM) Initiative – Canadian Derivatives Clearing Corporation (CDCC)
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Notice of Commission Approval – New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Withdrawal of Proposed Amendment to Trading Fees - Canadian Securities Exchange
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Notice of Approval - System Functionality - Second Trading Book- CSE2 - Canadian Securities Exchange
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Notice and Request for Comment – Application for Exemption from Recognition as Exchange – Aegis SEF LLC
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Memorandum of Understanding among the Recognizing Regulators regarding oversight of the New SRO
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Recognition of New Self-Regulatory Organization of Canada
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Memorandum of Understanding among the Regulators regarding oversight of the Canadian Investor Protection Fund (CIPF)
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Notice of Commission Approval – Amendments Respecting the Codification of Certain UMIR Exemptions – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comments – Amendments to TSX Company Manual – Toronto Stock Exchange (TSX Inc.)
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