IIROC Notice 17-0159 – Notice of Withdrawal – Proposed Provisions Respecting the Execution and Reporting of Certain "Off-Marketplace" Trades – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Amendments Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice and Request for Comment – Application to vary the Recognition and Designation of the CDS as a Clearing Agency – Canadian Depository for Securities Limited
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Request for Comment – Minor Contravention Program and Early Resolution Offers – Investment Industry Regulatory Organization of Canada (IIROC)
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Criteria for the Recognition of Clearing Agencies under section 21.2 of the Securities Act – Canadian Depository for Securities Limited
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Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA – Canadian Depository for Securities Limited
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Notice of Withdrawal – Proposed Amendments Relating to the New Methodology for Margining Equity Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0144 – Notice of Withdrawal – Proposed Amendments Relating to the New Methodology for Margining Equity Securities – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to IIROC Continuing Education Rules – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0019 – Continuing Education Rules – proposed amendments – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0055 – Request for Comment – Proposed Changes to Forms and Guidance Relating to Investment in a Dealer Member – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Commission Approval – Universal Market Integrity Rules – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0039 – Amendments Respecting Designations and Identifiers – Investment Industry Regulatory Organization of Canada (IIROC)
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Notice of Request for Comment – Proposed Provisions Respecting Trading Supervision Obligations – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix A – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Appendix B – Housekeeping Amendments to Remove Statement G of the Form 1 and Corollary Amendments to the Form 1 – Investment Industry Regulatory Organization of Canada (IIROC)
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Request for Comment – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 18-0153 – Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC)
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IIROC Notice 17-0069 – Non-material amendments to Schedule 12 of Form 1 and its Notes and Instructions – Investment Industry Regulatory Organization of Canada (IIROC)
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