Application for Designation as a Trade Repository and Draft Order – Chicago Mercantile Exchange Inc.
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Notice of Commission Orders – Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC, ICE Trade Vault, LLC
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Application for Designation as a Trade Repository and Draft Order – DTCC Data Repository (U.S.) LLC
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Application to Become Designated as a Trade Repository and Draft Order – ICE Trade Vault, LLC
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Notice of Revocation Order – LCH.Clearnet LLC
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Notice of Commission Order – Application for Exemptive Relief – LCH.Clearnet LLC
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OSC Notice and Request for Comment – Application for Exemption from Recognition as a Clearing Agency – LCH.Clearnet LLC
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Application for Exemption: LCH.Clearnet LLC
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Notice of Effective Date – Technical Amendments to CDS Procedures – WR1098 Regulation SHO Correction Screens – CDS Clearing and Depository Services Inc.
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Notice – Technical Amendments to CDS Procedures Relating to Housekeeping Items – CDS Clearing and Depository Services Inc.
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Notice of Effective Date – Technical Amendments to CDS Procedures – FINet Housekeeping Changes – CDS Clearing and Depository Services Inc.
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Notice of Commission Approval: Material Amendments to CDS Procedures - FINet Intraday Netting
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Technical Amendments to CDS Procedures: New Corporate Action Liability Management Service (CALMS) - Notice of Effective Date
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Technical Amendments to CDS Procedures: Housekeeping Items - Notice of Effective Date
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Notice of Commission Approval – Proposed Amendments to MFDA Rule 1.1.1(a) Regarding Business Structures – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Proposed MFDA By-laws No. 5 and No.6 Regarding Corporate Governance – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – MFDA By-law No.8 – Disciplinary and Enforcement Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – MFDA By-law No. 7 Miscellaneous Administrative Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to MFDA Rule 2.2.1 – "Know- Your-Client" – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Proposed Amendments to MFDA Rule 1.1.6(b) Regarding Introducing and Carrying Arrangements – Mutual Fund Dealers Association of Canada (MFDA)
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