Proposed Amendments to MFDA Rule 1.2.1(d) (Salespersons – Dual Occupations) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 2.2 (Client Accounts) and MFDA Policy No. 2 Minimum Standards for Account Supervision – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 5.3 (Client Reporting) and MFDA Rule 2.8 (Client Communications) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA By-law No. 1, s. 25.4 (Other Instruments) – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to MFDA Rule 1.1.6 (Introducing and Carrying Arrangement) – Mutual Fund Dealers Association of Canada (MFDA)
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Joint Notice and Request for Comment – Application for Amendment and Restatement of Its Recognition Orders and Application to Amend the Definition of "Public Director" in its By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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Proposed Amendments to Policy 6 Distributions – Amendments to Section 11 of MFDA By-law No. 1 (Member Approval Process) – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Housekeeping Amendments to MFDA Form 1 – Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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Report and Housekeeping Amendments to Form 1 – Financial Questionnaire and Report – Mutual Fund Dealers Association of Canada (MFDA)
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Summary of Public Comments – Proposed Amendments to Section 19.9 of MFDA By-law No. 1 (Hearing Panels) and Response of the MFDA – Mutual Fund Dealers Association of Canada (MFDA)
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Notice of Commission Approval – Amendments to Section 19.9 of MFDA By-law No. 1 – Hearing Panels – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Notice and Request for Comments – Suspensions in Certain Circumstances (Section 24.3 of By-law No.1) and Related Provisions of By-law No. 1 – Mutual Fund Dealers Association of Canada (MFDA)
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MFDA Proposed Policy 6 – Information Reporting Requirements, Notification of Change in Registration Information (Rule 1.2.5) and Consequential Amendments – Mutual Fund Dealers Association of Canada (MFDA)
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Nasdaq Canada Member Agreement - Nasdaq CXC Limited
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Nasdaq Canada Trading Functionality Guide - Nasdaq CXC Limited
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Nasdaq Canada Trading Rules and Policies - Nasdaq CXC Limited
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Nasdaq Canada Member Agreement - Nasdaq CXC Limited
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Nasdaq Canada Trading Functionality Guide - Nasdaq CXC Limited
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Nasdaq Canada Trading Rules and Policies - Nasdaq CXC Limited
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Amended Exemption Order - s.144 - TSX Venture Exchange Inc.
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