CSA Staff Notice 96-308 Derivatives Trade Reporting – Notice of Significant Error or Omission
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules
Documents d'Instruments, règles et politiques
CSA Staff Notice 23-334 – Proposed Amendments to National Instrument 23-101 Trading Rules and Proposed Changes to Companion Policy 23-101 Trading Rules
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-738 – Next Steps Following OSC Consultation Paper 81-737 Opportunity to Improve Retail Investor Access to Long-Term Assets through Investment Fund Product Structures
Documents d'Instruments, règles et politiques
Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective April 1, 2017)
Documents d'Instruments, règles et politiques
Unofficial consolidation of National Instrument 45-106 and its Companion Policy (effective October 5, 2016)
Documents d'Instruments, règles et politiques
Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions and its Companion Policy (effective July 29, 2016)
Documents d'Instruments, règles et politiques
Avis 11-799 de la CVMO – Énoncé des priorités – Demande de commentaires concernant l’Énoncé des priorités de la CVMO pour l’exercice financier 2025-2026
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 81-102 Investment Funds
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 81-101 Mutual Fund Prospectus Disclosure, and Related Proposed Consequential Amendments and Changes and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution – Modernization of the Prospectus Filing Model for Investment Funds
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model
Documents d'Instruments, règles et politiques
Document
Unofficial Consolidation: National Instrument 45-106 - Prospectus Exemptions
Documents d'Instruments, règles et politiques
Notice of Request for Comment – Proposed Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions and Proposed Changes to Companion Policy 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-758 - Examination Priorities for the Registration, Inspections and Examinations Division
Documents d'Instruments, règles et politiques
Companion Policy 11-503 (Commodity Futures Act) - Distribution of Amounts Received by the OSC Under Disgorgement Orders and Payment of Related Administrative Costs
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of OSC Rule 81-510 Dealer Rebates of Trailing Commissions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 51-102 Continuous Disclosure Obligations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 51-102F5 Information Circular
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects
Documents d'Instruments, règles et politiques
