Unofficial consolidation of National Instrument 45-106 Prospectus Exemptions
Documents d'Instruments, règles et politiques
Ontario Securities Commission – Coordinated Blanket Order 45-933
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 45-106F19 Listed Issuer Financing Document
Documents d'Instruments, règles et politiques
CSA Consultation Paper 81-409 – Enhancing Exchange-Traded Fund Regulation: Proposed Approaches and Discussion
Documents d'Instruments, règles et politiques
Unofficial Consolidation: National Instrument 45-106 - Prospectus Exemptions
Documents d'Instruments, règles et politiques
Notice of Variation Orders – Ontario Instrument 32-508 Not-for-Profit Angel Investor Group Registration Exemption (Interim Class Order) and Ontario Instrument 32-509 Early-Stage Business Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
OSC Notice of Publication – OSC Rule 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-502 Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs; Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Received by the OSC under Disgorgement Orders and Payment of Related Administrative Costs – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors
Documents d'Instruments, règles et politiques
Proposed OSC Rule 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-502 Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed OSC Rule 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders; Proposed Companion Policy 11-503 (Commodity Futures Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders – Modernize the Process to Distribute Disgorged Amounts to Harmed Investors
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment – Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 81-101 Mutual Fund Prospectus Disclosure, National Instrument 81-102 Investment Funds and National Instrument 81-105 Mutual Fund Sales Practices and Proposed Changes to Companion Policy 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 81-102 Investment Funds and Companion Policy 81-105 Mutual Fund Sales Practices – The Principal Distributor Model
Documents d'Instruments, règles et politiques
OSC Staff Notice 81-738 – Next Steps Following OSC Consultation Paper 81-737 Opportunity to Improve Retail Investor Access to Long-Term Assets through Investment Fund Product Structures
Documents d'Instruments, règles et politiques
Notice of Request for Comment – Proposed Amendments to OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions and Proposed Changes to Companion Policy 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
Documents d'Instruments, règles et politiques
Document
OSC Staff Notice 33-758 - Examination Priorities for the Registration, Inspections and Examinations Division
Documents d'Instruments, règles et politiques
Companion Policy 11-503 (Commodity Futures Act) - Distribution of Amounts Received by the OSC Under Disgorgement Orders and Payment of Related Administrative Costs
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of OSC Rule 81-510 Dealer Rebates of Trailing Commissions
Documents d'Instruments, règles et politiques
OSC Rule 81-510 Dealer Rebates of Trailing Commissions
Documents d'Instruments, règles et politiques
Unofficial consolidation: Ontario Instrument 32-509 Early-Stage Business Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Ontario Instrument 32-508 Not-For-Profit Angel Investor Group Registration Exemption (Interim Class Order)
Documents d'Instruments, règles et politiques
OSC Rule 11-502 - Distribution of Amounts Received by the OSC Under Disgorgement Orders and Payment of Related Administrative Costs
Documents d'Instruments, règles et politiques
OSC Rule 11-503 (Commodity Futures Act) - Distribution of Amounts Received by the OSC Under Disgorgement Orders And Payment of Related Administrative Costs
Documents d'Instruments, règles et politiques
