Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP
Documents d'Instruments, règles et politiques
CSA Notice of Approval of National Instrument 24-102 and Companion Policy 24-102CP and Notice and Request for Comments Proposed Amendments to Companion Policy 24-102CP
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment: Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Documents d'Instruments, règles et politiques
CSA Notice of Approval - Amendments to NI 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP
Documents d'Instruments, règles et politiques
Unofficial consolidation of NI 21-101 and its CP as of January 1, 2015
Documents d'Instruments, règles et politiques
CSA Notice of Approval Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules
Documents d'Instruments, règles et politiques
Unofficial consolidation of NI 21-101, Forms and Companion Policy, effective October 1, 2015
Documents d'Instruments, règles et politiques
Changes to Companion Policy 21-101CP Marketplace Operation
Documents d'Instruments, règles et politiques
Amendments to NI 21-101 Marketplace Operation
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules
Documents d'Instruments, règles et politiques
Unofficial consolidation of NI 21-101, Forms and Companion Policy, effective February 1, 2017
Documents d'Instruments, règles et politiques
Change to Companion Policy 21-101CP Marketplace Operation
Documents d'Instruments, règles et politiques
Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation
Documents d'Instruments, règles et politiques
[Withdrawn by CSA Staff Notice 11-341, March 7, 2019] Notice: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Documents d'Instruments, règles et politiques
Notice and Request for Comment: Proposed Amendments on NI 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
CSA Notice Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to 31-103CP (Cost Disclosure, Performance Reporting and Client Statements)
Documents d'Instruments, règles et politiques
Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
