Unofficial Consolidation: National Instrument 33-105 Underwriting Conflicts - September 8, 2015
Documents d'Instruments, règles et politiques
CSA Consultation Paper 21-403 – Access to Real-Time Market Data
Documents d'Instruments, règles et politiques
CSA Staff Notice 96-303 Derivatives Data Reporting Transition Guidance
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex A - Replacement OSC Rule 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex B - Blackline comparing repealed OSC Rule 13-502 Fees with the replacement OSC Rule 13-502 Fees set out in Annex A
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex C - Replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex D - Blackline comparing current Companion Policy 13-502 Fees with the replacement Companion Policy 13-502 Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex E- Replacement OSC Rule 13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex F - Blackline comparing OSC Rule 13-503 Fees with the replacement OSC Rule13-503 Fees set out in Annex E
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex G - Replacement Companion Policy13-503 (Commodity Futures Act) Fees
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex I - Summary of Comments and OSC Responses
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex J - Consequential Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission
Documents d'Instruments, règles et politiques
Amendments to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees, Changes to their Companion Policies and Related Consequential Amendments and Changes - Annex K - Changes to Companion Policy 91-501 Strip Bonds
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 11-501 Electronic Delivery of Documents
Documents d'Instruments, règles et politiques
CSA Staff Notice of Approval 25-307 - Recognition of New Self-Regulatory Organization of Canada
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-737 (Revised) – Securities Advisory Committee – Vacancies
Documents d'Instruments, règles et politiques
Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Notice of Coming into Force – OSC Rule 32-506 (Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers – Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-109F7 Reinstatement of Registered Individuals and Permitted Individuals
Documents d'Instruments, règles et politiques
