Ontario Instrument 91-505 Exemptions from the Options Proficiency Requirement for International Dealers, Advisers and Sub-Advisers (Interim Class Order)
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
CSA Notice and Request for Comment Proposed Amendments to National Instrument 14-101 Definitions and Consequential Amendments
Documents d'Instruments, règles et politiques
OSC Notice of Ontario Securities Commission Rule 25-501(Commodity Futures Act) Designated Benchmarks & Benchmark Administrators, Companion Policy 25-501(Commodity Futures Act) Designated Benchmarks & Benchmark Administrators, & Consequential Amendments
Documents d'Instruments, règles et politiques
CSA Notice - Multilateral Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy
Documents d'Instruments, règles et politiques
Five Year Review Committee Draft Report of Reviweing the Securities Act (Ontario)
Documents d'Instruments, règles et politiques
Five Year Review Committee Final Report of Reviewing the Securities Act (Ontario)
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-742 (Revised) Securities Advisory Committee
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Documents d'Instruments, règles et politiques
Unofficial Consolidation: OSC Rule 33-506 (Commodity Futures Act) Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 33-506CP (Commodity Futures Act) Registration Information
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F1 Notice of Termination of Registered Individuals and Permitted Individuals (Section 4.2)
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F2 Change or Surrender of Individual Categories (section 2.2(2), 2.5(2) or 4.1(5))
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-506F3 Business Locations Other Than Head Office (section 3.2)
Documents d'Instruments, règles et politiques
Companion Policy 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators
Documents d'Instruments, règles et politiques
Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
Documents d'Instruments, règles et politiques
OSC Staff Notice 15-708 Document Production Guidance
Documents d'Instruments, règles et politiques
OSC Staff Notice 15-707 Enforcement Investigation Guidance
Documents d'Instruments, règles et politiques
