le 10 décembre 2020 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Proposed Amendments and Request for Comments – TSX Inc. and TSX Venture Exchange Inc. Marchés, OAR et agences de compensation
le 10 décembre 2020 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comment - Significant Change Subject to Public Comment – Amendments to Trading System Functionality & Features - Canadian Securities Exchange Marchés, OAR et agences de compensation
le 22 juin 2012 Market Regulation Document Type Instinet Canada Cross (ICX) orders and notices Order: In the Matter of Instinet Canada Cross Limited Marchés, OAR et agences de compensation
le 22 juin 2012 Market Regulation Document Type Liquidnet Canada orders and notices Order: In the Matter of Liquidnet Canada Inc. Marchés, OAR et agences de compensation
le 28 janvier 2021 Market Regulation Document Type IIROC Memoranda of Understanding Notice of Commission Approval of Amended Memorandum of Understanding Regarding Oversight of the Investment Industry Regulatory Organization of Canada (IIROC) (effective April 1, 2021) Marchés, OAR et agences de compensation
le 18 février 2021 Market Regulation Document Type IIROC rule review Notice of Commission Approval – Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 février 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0028 – Amendments to Dealer Member Rules and Form 1 regarding the securities concentration test and designated rating organizations – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 18 mars 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Proposed Amendments to the Rules of CDCC with Respect to the Adjustments in Contract Terms – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 16 septembre 2021 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc. Marchés, OAR et agences de compensation
le 9 septembre 2021 Market Regulation Document Type IIROC rule review Notice of Commission Deemed Approval – Housekeeping Amendments to IIROC Rules to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 9 septembre 2021 Market Regulation Document Type IIROC rule review IIROC Notice 21-0159 – Housekeeping Amendments to Enhance Protection of Older and Vulnerable Clients – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 5 octobre 2021 Start Time 02:00 pm - End Time 04:00 pm Regulatory Framework and Resources to Enhance Protection of Older and Vulnerable Clients Évènements
le 20 septembre 2021 Start Time 01:30 pm - End Time 02:30 pm OSC in the Community (Webinar) Évènements
le 21 septembre 2021 Start Time 10:00 am - End Time 11:00 am OSC in the Community (Webinar) Évènements
le 6 octobre 2021 Start Time 06:30 pm - End Time 07:30 pm OSC in the Community (Telephone Town Hall) Évènements
