Housekeeping Amendments to IDA Form 1, Part II Auditors Report
Marchés, OAR et agences de compensation
Notice of Commission Approval – IDA Amendments to Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period
Marchés, OAR et agences de compensation
Notice of Commission Approval - IDA Proposed Amendments to the Insurance Requirements - Regulation 400
Marchés, OAR et agences de compensation
Notice of Commission Approval - Investment Dealers Association of Canada - By-law No. 28 Discretionary Fund
Marchés, OAR et agences de compensation
Notice of Commission Approval - Housekeeping Amendments to IDA By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
Marchés, OAR et agences de compensation
IDA Amendment to By-law 18.14(d)(iii) - Registered Representatives and Investment Representatives
Marchés, OAR et agences de compensation
Amendments to IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination
Marchés, OAR et agences de compensation
IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Rate
Marchés, OAR et agences de compensation
IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
Marchés, OAR et agences de compensation
Establishment and Amendment of IDA Rules to Implement the Core Principles of the Client Relationship Model
Marchés, OAR et agences de compensation
IIROC Notice 16-0287 – Proposed Amendments Respecting Trading Supervision – Investment Industry Regulatory Organization of Canada (IIROC)
Marchés, OAR et agences de compensation
Notice and Request for Comment - Application for Exemption from Recognition and Registration as an Exchange and Related Registration Relief - ICE Futures U.S.
Marchés, OAR et agences de compensation
Notice of Approval - Application to Vary and Restate the Exemption Order of Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
OSC Notice and Request for Comment - Application to Amend Exemption Order - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Commission Order - Application for Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice and Request for Comment – Application for Exemption from Recognition and Registration as an Exchange - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Extension of Commission Order - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Extension of Commission Order - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Omission in Previously Published Materials - Application for Interim Exemptive Relief - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
Notice of Omission in Previously Published Materials - Natural Gas Exchange Inc.
Marchés, OAR et agences de compensation
