le 9 décembre 2021 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Notice and Request for Comments – Public Interest Rule Amendments – CSE Policies and Related Forms – Canadian Securities Exchange Marchés, OAR et agences de compensation
le 9 décembre 2021 Market Regulation Document Type Canadian Securities Exchange (CSE) rule review and notices Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments Marchés, OAR et agences de compensation
le 17 décembre 2021 Start Time 12:00 pm - End Time 01:00 pm OSC in the Community (Webinar): Punjabi Community Health Services Évènements
le 17 décembre 2021 Start Time 02:30 pm - End Time 03:30 pm OSC in the Community (Webinar): Nepean, Rideau, Orleans Community Resource Centre Évènements
le 17 janvier 2022 Start Time 07:30 pm - End Time 08:30 pm OSC in the Community (Webinar): Canadian Federation of University Women, Sudbury Chapter Évènements
le 19 janvier 2022 Start Time 11:00 am - End Time 12:00 pm OSC in the Community (Webinar): YMCA YWCA Build ON Évènements
le 21 janvier 2022 Start Time 10:00 am - End Time 11:00 am OSC in the Community (Webinar): Seneca College - Professional Excellence in Financial Services (EFS) Bridging Program Évènements
le 27 janvier 2022 Start Time 11:00 am - End Time 12:00 pm OSC in the Community (Webinar): Unison Health and Community Services Évènements
le 3 février 2022 Start Time 11:30 am - End Time 01:00 pm OSC in the Community (Webinar): Bell retirees Évènements
le 8 février 2022 Start Time 10:30 am - End Time 11:30 am OSC in the Community (Webinar): Town of Pelham Évènements
le 2 décembre 2021 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Housekeeping Rule Amendments – Housekeeping Amendments to the Toronto Stock Exchange Rule Book – TSX Inc. Marchés, OAR et agences de compensation
le 23 novembre 2021 Market Regulation Document Type Carta Capital Markets, LLC Application on behalf of Carta Capital Markets, LLC for exemptive relief under the Passport System – Osler, Hoskin & Harcourt LLP – Carta Capital Markets, LLC Marchés, OAR et agences de compensation
le 25 novembre 2021 Market Regulation Document Type MFDA rule review Request for Comment – Proposed New MFDA Policy No. 11 – Proficiency Standards for the Sale of Alternative Mutual Funds – Mutual Fund Dealers Association of Canada (MFDA) Marchés, OAR et agences de compensation
le 11 novembre 2021 Market Regulation Document Type TMX Group Limited and TSX Inc. rule review and notices Notice of Approval – Conditional Order Facility – TSX Inc. Marchés, OAR et agences de compensation
le 16 septembre 2021 Market Regulation Document Type Neo Exchange Inc. rule review and notices Notice of Approval - Public Interest Rule Amendments to the Trading Policies - Neo Exchange Inc. Marchés, OAR et agences de compensation
le 11 novembre 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review OSC Staff Notice of Request for Comment – Proposed Additional Amendments to the Rules, Operations Manual, Risk Manual and Default Manual of the CDCC on the Gross Client Margin (GCM) Model Initiative – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 4 novembre 2021 Market Regulation Document Type Canadian Derivatives Clearing Corporation rule review Notice of Commission Approval – Amendments to Rule C-18 to Modify the Delivery Standards of the 30-Year Government of Canada Bond Future Contracts – Canadian Derivatives Clearing Corporation (CDCC) Marchés, OAR et agences de compensation
le 6 octobre 2021 Market Regulation Document Type GLMX Technologies, LLC Notice of Commission Order – Application for Exemptive Relief – GLMX Technologies, LLC Marchés, OAR et agences de compensation