le 26 février 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Request for Comment – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 26 février 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0053 – Margin requirements for certain cash and security borrowing and lending arrangements – Proposed Amendments to Schedules 1, 7 and 7A of Dealer Member Form 1 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 octobre 2001 Market Regulation Document Type Market Regulation Services Inc. recognition orders Notice and Request for Comments: Application for Recognition of Market Regulation Services Inc. Marchés, OAR et agences de compensation
le 12 octobre 2001 Market Regulation Document Type Market Regulation Services Inc. recognition orders Application for Recognition of RS Inc. Marchés, OAR et agences de compensation
le 12 octobre 2001 Market Regulation Document Type Market Regulation Services Inc. recognition orders Proposed Universal Integrity Rules Marchés, OAR et agences de compensation
le 20 novembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Extenders of Credit and Settlement Agents Category Credit Rings – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 novembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – Extenders of Credit and Settlement Agents Category Credit Rings – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 novembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Mitigation of Procyclical Effects on Calculations of Equity Haircuts and the CNS Participant Fund Collateral Requirements – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 novembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Rules – Introduction of a CNS Participant Default Fund – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 20 novembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review OSC Staff Notice of Request for Comment – Material Amendments to CDS Procedures – Introduction of a CNS Participant Default Fund – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 6 novembre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Commission Approval – Amendments to CDS’ Outsourcing Arrangement – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 30 octobre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Updates to CDS Sponsorship Service – Access to FINRA OTC Reporting Facility – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 30 octobre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Changes to the Collateral Haircuts for Debt Instruments – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 30 octobre 2014 Market Regulation Document Type Canadian Depository for Securities Limited (CDS) rule review Notice of Effective Date – Technical Amendments to CDS Procedures – Changes to Eligible Collateral for Collateral Pools and Participant Funds – CDS Clearing and Depository Services Inc. Marchés, OAR et agences de compensation
le 18 juin 2015 Market Regulation Document Type IIROC rule review Notice – Proposed Amendments to UMIR Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 12 juin 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0129 – Request for Comments – Proposed Amendments Respecting Unprotected Transparent Marketplaces and the Order Protection Rule – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 11 juin 2015 Market Regulation Document Type IIROC rule review OSC Staff Notice of Commission Approval – Client Relationship Model – Phase 2 – Housekeeping Changes to Dealer Member Rule 200 and Changes to Effective Dates for Amendments to Dealer Member Rule 200 and to Dealer Member Form 1 Relating to the Implementation of CRM2 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 11 juin 2015 Market Regulation Document Type IIROC rule review IIROC Notice 15-0128 – Client Relationship Model – Phase 2 - Housekeeping changes to Dealer Member Rule 200 and changes to effective dates for amendments to Dealer Member Rule 200 and to Dealer Member Form 1 relating to the implementation of CRM2 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 février 2009 Market Regulation Document Type IIROC rule review Request for Comments – Amendments to Complaint Handling Requirements – Client Complaint Handling Rule and Guidance Note and Amendments to Dealer Member Rules 19, 37 and 2500 – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
le 13 février 2009 Market Regulation Document Type IIROC rule review Request for Comments – Amendments to Dealer Member Rules to permit partial offsets for offset strategies involving interest rate swaps and total performance swaps – Investment Industry Regulatory Organization of Canada (IIROC) Marchés, OAR et agences de compensation
