le 4 décembre 2013 Start Time 02:00 pm - End Time 04:00 pm KYC and suitability obligations (Session B: In-Person) Évènements
le 21 novembre 2013 Start Time 10:00 am - End Time 12:00 pm Implications of amendments to NI 31-103 for Client Relationship Model (Session B: In-Person) Évènements
le 21 novembre 2013 Start Time 02:00 pm - End Time 04:00 pm Implications of amendments to NI 31-103 for Client Relationship Model (Session A: In-Person) Évènements
le 24 octobre 2013 Start Time 10:00 am - End Time 12:00 pm Start to finish: getting through an OSC compliance review (Session B: In-Person) Évènements
le 22 octobre 2013 Start Time 02:00 pm - End Time 04:00 pm Start to finish: getting through an OSC compliance review (Session A: In-Person) Évènements
le 27 septembre 2013 Start Time 01:30 pm - End Time 03:00 pm OSC in the Community (Windsor) Évènements
le 6 juin 2013 OSC Executive Director Maureen Jensen speaks at the Securities investigators training course Évènements