Unofficial Consolidation: Companion Policy 93-101 Derivatives: Business Conduct
Documents d'Instruments, règles et politiques
51-107 - Consultation Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-7100 - Delegation of Registration Function to CIRO
Documents d'Instruments, règles et politiques
Notice of Ministerial Approval of OSC Rule 44-503 Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
Documents d'Instruments, règles et politiques
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms: Compliance with Regulatory Requirements
Documents d'Instruments, règles et politiques
CSA Staff Notice 13-315 (Revised) – Securities Regulatory Authority Closed Dates 2025
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Ontario Securities Commission Rule 14-501 Definitions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Rule 45-501 Ontario Prospectus and Registration Exemptions
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 31-103F1 Calculation of Excess Working Capital
Documents d'Instruments, règles et politiques
CSA/CIRO Staff Notice 23-331 Request for Feedback on December 2022 SEC Market Structure Proposals and
Potential Impact on Canadian Capital Markets
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Form 33-109F6 Firm Registration
Documents d'Instruments, règles et politiques
Unofficial Consolidation: Companion Policy 52-107CP - Acceptable Accounting Principles and Auditing Standards
Documents d'Instruments, règles et politiques
OSC Staff Notice 11-737 (Revised) – Securities Advisory Committee – Vacancies
Documents d'Instruments, règles et politiques
OSC Staff Notice 33-757 – Review of Restricted Dealer Crypto Asset Trading Platforms’ Compliance with the Account Appropriateness, Investment Limits and Client Limits Requirements
Documents d'Instruments, règles et politiques
CSA Multilateral Staff Notice 58-317 - Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 10 Report
Documents d'Instruments, règles et politiques
CSA Notice of Consultation – Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives
Documents d'Instruments, règles et politiques
Detailed Data on Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
Detailed Data on Balance of Issuers in Second Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
Detailed Data on Balance of Issuers in Third Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
Detailed Data on Balance of Issuers in Ninth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
Documents d'Instruments, règles et politiques
